# Securities, Commodities, and Financial Services Sales Agents

*/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents*

Total Employment: 60

## Digital Scalar

**Band**: digital
**Digital**: 0.85
**Rationale**: All 30 recorded tools fall into IT/software segment 43 (prior=0.85), indicating heavy reliance on trading and CRM platforms. Top work activities like 'Working with Computers' (4.42) and 'Processing Information' (4.08) are firmly in the knowledge work domain. The primary work contexts of 'E-Mail' (4.96) and 'Telephone Conversations' (4.93) confirm this role is conducted via digital and remote-addressable communication channels, with zero physical labor involved.

## Icp Problems

- [High-Net-Worth Client Acquisition](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Problems/High-Net-Worth_Client_Acquisition) — demand-gen
- [Intergenerational Wealth Attrition](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Problems/Intergenerational_Wealth_Attrition) — retention
- [FINRA Communication Surveillance](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Problems/FINRA_Communication_Surveillance) — compliance
- [Cross-Asset Portfolio Rebalancing](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Problems/Cross-Asset_Portfolio_Rebalancing) — ops
- [Robo-Advisor Margin Compression](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Problems/Robo-Advisor_Margin_Compression) — competitive
- [Top Producer Recruitment](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Problems/Top_Producer_Recruitment) — talent
- [Trade Execution Slippage](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Problems/Trade_Execution_Slippage) — ops

## Icp Opportunities

- [Communications Surveillance API](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Opportunities/Communications_Surveillance_API) — Headless SaaS
- [Heir Engagement Agent](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Opportunities/Heir_Engagement_Agent) — Agent
- [Outbound Prospecting Service](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Opportunities/Outbound_Prospecting_Service) — Service-as-Software
- [Cross-Asset Rebalancing Engine](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Opportunities/Cross-Asset_Rebalancing_Engine) — Headless SaaS
- [Producer Sourcing Agent](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Opportunities/Producer_Sourcing_Agent) — Agent

## Occupation Profile

**Produces**: Produces executed trade orders, structured investment portfolios, and regular account performance reports. Delivers financial advice and strategic investment plans tailored to specific client goals and risk tolerance levels.
**Ai Surface**: Market data aggregation, trend analysis, and portfolio reporting occur entirely in digital environments using specialized financial software. Cultivating client trust, resolving complex financial dilemmas, and managing interpersonal relationships rely strictly on human interaction.
**Operates With**:
- [Bloomberg Terminal](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Products/Bloomberg_Terminal)
- [Morningstar Direct](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Products/Morningstar_Direct)
- [Salesforce Financial Services Cloud](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Products/Salesforce_Financial_Services_Cloud)
- [Envestnet](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Products/Envestnet)
**Typical Employers**:
- [Investment banks](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Employers/Investment_banks)
- [Brokerage firms](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Employers/Brokerage_firms)
- [Commercial banks](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Employers/Commercial_banks)
- [Wealth management advisories](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Employers/Wealth_management_advisories)
**Core Responsibilities**:
- [Execute securities and commodities trades](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Tasks/Execute_securities_and_commodities_trades)
- [Advise clients on investment strategies](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Tasks/Advise_clients_on_investment_strategies)
- [Monitor financial market performance](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Tasks/Monitor_financial_market_performance)
- [Develop personalized client portfolios](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Tasks/Develop_personalized_client_portfolios)
- [Manage client financial accounts](/Occupations/Securities,_Commodities,_and_Financial_Services_Sales_Agents/Tasks/Manage_client_financial_accounts)

## Neighborhood

### Parent

- [Sales Representatives, Services](/Occupations/Sales_Representatives,_Services) — parent · Occupations

### Siblings

- [Advertising Sales Agents](/Occupations/Advertising_Sales_Agents) — siblings · Occupations
- [Insurance Sales Agents](/Occupations/Insurance_Sales_Agents) — siblings · Occupations
- [Travel Agents](/Occupations/Travel_Agents) — siblings · Occupations
- [Sales Representatives of Services, Except Advertising, Insurance, Financial Services, and Travel](/Occupations/Sales_Representatives_of_Services,_Except_Advertising,_Insurance,_Financial_Services,_and_Travel) — siblings · Occupations

### Related (type of)

- [Real Time Trader](/JobTypes/Real_Time_Trader) — type of · JobTypes
- [Structuring Banker](/JobTypes/Structuring_Banker) — type of · JobTypes
- [Structurer](/JobTypes/Structurer) — type of · JobTypes
- [Position Manager](/JobTypes/Position_Manager) — type of · JobTypes
- [Carbon Trader](/JobTypes/Carbon_Trader) — type of · JobTypes
- [Relationship Manager](/JobTypes/Relationship_Manager) — type of · JobTypes
- [Proprietary Trader](/JobTypes/Proprietary_Trader) — type of · JobTypes
- [Trader](/JobTypes/Trader) — type of · JobTypes
- [Trade Execution Specialist](/JobTypes/Trade_Execution_Specialist) — type of · JobTypes
- [Syndication Sales Executive](/JobTypes/Syndication_Sales_Executive) — type of · JobTypes
- [Fixed Income Trader](/JobTypes/Fixed_Income_Trader) — type of · JobTypes
- [Execution Trader](/JobTypes/Execution_Trader) — type of · JobTypes
- [Settlement Analyst](/JobTypes/Settlement_Analyst) — type of · JobTypes
- [Treasury Dealer](/JobTypes/Treasury_Dealer) — type of · JobTypes
- [Head of Trading](/JobTypes/Head_of_Trading) — type of · JobTypes
- [Derivatives Specialist](/JobTypes/Derivatives_Specialist) — type of · JobTypes
- [Derivatives Trader](/JobTypes/Derivatives_Trader) — type of · JobTypes
- [Investment Banker](/JobTypes/Investment_Banker) — type of · JobTypes
- [Interest Rate Trader](/JobTypes/Interest_Rate_Trader) — type of · JobTypes
- [Energy Trader](/JobTypes/Energy_Trader) — type of · JobTypes
- [Sales Trader](/JobTypes/Sales_Trader) — type of · JobTypes
- [Power Trader](/JobTypes/Power_Trader) — type of · JobTypes
- [Portfolio Administrator](/JobTypes/Portfolio_Administrator) — type of · JobTypes
- [Commodity Trader](/JobTypes/Commodity_Trader) — type of · JobTypes
- [Retail Bank Branch Advisor](/JobTypes/Retail_Bank_Branch_Advisor) — type of · JobTypes
- [Private Wealth Manager](/JobTypes/Private_Wealth_Manager) — type of · JobTypes
- [Investment Banking Associate](/JobTypes/Investment_Banking_Associate) — type of · JobTypes
- [Independent Registered Investment Advisor (RIA)](/JobTypes/Independent_Registered_Investment_Advisor_(RIA)) — type of · JobTypes
- [Foreign Exchange Trader](/JobTypes/Foreign_Exchange_Trader) — type of · JobTypes
- [Financial Advisor](/JobTypes/Financial_Advisor) — type of · JobTypes
- [Treasury Management Onboarding Specialist](/JobTypes/Treasury_Management_Onboarding_Specialist) — type of · JobTypes
- [Discount Brokerage Representative](/JobTypes/Discount_Brokerage_Representative) — type of · JobTypes
- [Institutional Equity Salesperson](/JobTypes/Institutional_Equity_Salesperson) — type of · JobTypes
- [Mutual Fund External Wholesaler](/JobTypes/Mutual_Fund_External_Wholesaler) — type of · JobTypes
- [Prime Brokerage Sales Representative](/JobTypes/Prime_Brokerage_Sales_Representative) — type of · JobTypes
- [Fixed Income Sales Desk Agent](/JobTypes/Fixed_Income_Sales_Desk_Agent) — type of · JobTypes
- [Commodities Broker](/JobTypes/Commodities_Broker) — type of · JobTypes

### Related (qualifies for)

- [Broker-Dealer Registration](/Credentials/Broker-Dealer_Registration) — qualifies for · Credentials
- [FINRA Membership](/Credentials/FINRA_Membership) — qualifies for · Credentials
- [National Securities Exchange Registration](/Credentials/National_Securities_Exchange_Registration) — qualifies for · Credentials
- [Series 7 License](/Credentials/Series_7_License) — qualifies for · Credentials
- [Series 66 License](/Credentials/Series_66_License) — qualifies for · Credentials
- [Series 63 License](/Credentials/Series_63_License) — qualifies for · Credentials

### Related

- [Brokerage Clerks](/Occupations/Brokerage_Clerks) — related to · Occupations
- [Loan Interviewers and Clerks](/Occupations/Loan_Interviewers_and_Clerks) — related to · Occupations
- [New Accounts Clerks](/Occupations/New_Accounts_Clerks) — related to · Occupations
- [Credit Authorizers, Checkers, and Clerks](/Occupations/Credit_Authorizers,_Checkers,_and_Clerks) — related to · Occupations
- [Tellers](/Occupations/Tellers) — related to · Occupations
- [Telemarketers](/Occupations/Telemarketers) — related to · Occupations
- [Sales Representatives, Wholesale and Manufacturing, Except Technical and Scientific Products](/Occupations/Sales_Representatives,_Wholesale_and_Manufacturing,_Except_Technical_and_Scientific_Products) — related to · Occupations
- [Real Estate Brokers](/Occupations/Real_Estate_Brokers) — related to · Occupations
- [Real Estate Sales Agents](/Occupations/Real_Estate_Sales_Agents) — related to · Occupations
- [Bookkeeping, Accounting, and Auditing Clerks](/Occupations/Bookkeeping,_Accounting,_and_Auditing_Clerks) — related to · Occupations
- [Gambling Dealers](/Occupations/Gambling_Dealers) — related to · Occupations
- [Gambling and Sports Book Writers and Runners](/Occupations/Gambling_and_Sports_Book_Writers_and_Runners) — related to · Occupations
- [Economists](/Occupations/Economists) — related to · Occupations
- [Actuaries](/Occupations/Actuaries) — related to · Occupations
- [Financial Risk Specialists](/Occupations/Financial_Risk_Specialists) — related to · Occupations
- [Loan Officers](/Occupations/Loan_Officers) — related to · Occupations
- [Credit Counselors](/Occupations/Credit_Counselors) — related to · Occupations
- [Market Research Analysts and Marketing Specialists](/Occupations/Market_Research_Analysts_and_Marketing_Specialists) — related to · Occupations
- [Business Operations Specialists, All Other](/Occupations/Business_Operations_Specialists,_All_Other) — related to · Occupations
- [Credit Analysts](/Occupations/Credit_Analysts) — related to · Occupations
- [Financial and Investment Analysts](/Occupations/Financial_and_Investment_Analysts) — related to · Occupations
- [Personal Financial Advisors](/Occupations/Personal_Financial_Advisors) — related to · Occupations
- [Insurance Underwriters](/Occupations/Insurance_Underwriters) — related to · Occupations
- [Financial Specialists, All Other](/Occupations/Financial_Specialists,_All_Other) — related to · Occupations
- [Property, Real Estate, and Community Association Managers](/Occupations/Property,_Real_Estate,_and_Community_Association_Managers) — related to · Occupations
- [Agents and Business Managers of Artists, Performers, and Athletes](/Occupations/Agents_and_Business_Managers_of_Artists,_Performers,_and_Athletes) — related to · Occupations
- [Compliance Officers](/Occupations/Compliance_Officers) — related to · Occupations
- [Sales Managers](/Occupations/Sales_Managers) — related to · Occupations
- [Financial Managers](/Occupations/Financial_Managers) — related to · Occupations
- [Marketing Managers](/Occupations/Marketing_Managers) — related to · Occupations

### Related (signature occupation)

- [Turnkey Asset Management Program (TAMP)](/CompanyTypes/Turnkey_Asset_Management_Program_(TAMP)) — signature occupation · CompanyTypes
- [Secondary Market Private Dealers](/CompanyTypes/Secondary_Market_Private_Dealers) — signature occupation · CompanyTypes
- [Secondary Market Loan Aggregator](/CompanyTypes/Secondary_Market_Loan_Aggregator) — signature occupation · CompanyTypes
- [Retail Mutual Funds & ETFs](/CompanyTypes/Retail_Mutual_Funds_&_ETFs) — signature occupation · CompanyTypes
- [Retail Forex Broker](/CompanyTypes/Retail_Forex_Broker) — signature occupation · CompanyTypes
- [Retail Discount Brokerages](/CompanyTypes/Retail_Discount_Brokerages) — signature occupation · CompanyTypes
- [Renewable Yieldcos](/CompanyTypes/Renewable_Yieldcos) — signature occupation · CompanyTypes
- [Regional Wealth Management Firm](/CompanyTypes/Regional_Wealth_Management_Firm) — signature occupation · CompanyTypes
- [Proxy Solicitation Firms](/CompanyTypes/Proxy_Solicitation_Firms) — signature occupation · CompanyTypes
- [Physical Commodity Merchant](/CompanyTypes/Physical_Commodity_Merchant) — signature occupation · CompanyTypes
- [Natural Gas Brokers](/CompanyTypes/Natural_Gas_Brokers) — signature occupation · CompanyTypes
- [Money Market Funds](/CompanyTypes/Money_Market_Funds) — signature occupation · CompanyTypes
- [Mid-Market Asset Management Firm](/CompanyTypes/Mid-Market_Asset_Management_Firm) — signature occupation · CompanyTypes
- [Merchant Cash Advance Broker](/CompanyTypes/Merchant_Cash_Advance_Broker) — signature occupation · CompanyTypes
- [Institutional Broker-Dealer](/CompanyTypes/Institutional_Broker-Dealer) — signature occupation · CompanyTypes
- [Hybrid RIA](/CompanyTypes/Hybrid_RIA) — signature occupation · CompanyTypes
- [Equipment Finance Broker](/CompanyTypes/Equipment_Finance_Broker) — signature occupation · CompanyTypes
- [Designated Contract Markets (DCMs)](/CompanyTypes/Designated_Contract_Markets_(DCMs)) — signature occupation · CompanyTypes
- [Bulge Bracket Investment Banks](/CompanyTypes/Bulge_Bracket_Investment_Banks) — signature occupation · CompanyTypes
- [Boutique Asset Manager](/CompanyTypes/Boutique_Asset_Manager) — signature occupation · CompanyTypes
- [ATM Distributors and ISOs](/CompanyTypes/ATM_Distributors_and_ISOs) — signature occupation · CompanyTypes

### Who employs this

- [Gambling Industries](/Industries/Gambling_Industries) — employs · Industries
- [Amusement, Gambling, and Recreation Industries](/Industries/Amusement,_Gambling,_and_Recreation_Industries) — employs · Industries
- [Arts, Entertainment, and Recreation](/Industries/Arts,_Entertainment,_and_Recreation) — employs · Industries
- [Business Support Services](/Industries/Business_Support_Services) — employs · Industries
- [Employment Services](/Industries/Employment_Services) — employs · Industries
- [Administrative and Support Services](/Industries/Administrative_and_Support_Services) — employs · Industries
- [Administrative and Support and Waste Management and Remediation Services](/Industries/Administrative_and_Support_and_Waste_Management_and_Remediation_Services) — employs · Industries
- [Management of Companies and Enterprises](/Industries/Management_of_Companies_and_Enterprises) — employs · Industries
- [Other Professional, Scientific, and Technical Services](/Industries/Other_Professional,_Scientific,_and_Technical_Services) — employs · Industries
- [Advertising, Public Relations, and Related Services](/Industries/Advertising,_Public_Relations,_and_Related_Services) — employs · Industries
- [Scientific Research and Development Services](/Industries/Scientific_Research_and_Development_Services) — employs · Industries
- [Research and Development in the Physical, Engineering, and Life Sciences](/Industries/Research_and_Development_in_the_Physical,_Engineering,_and_Life_Sciences) — employs · Industries
- [Management, Scientific, and Technical Consulting Services](/Industries/Management,_Scientific,_and_Technical_Consulting_Services) — employs · Industries
- [Computer Systems Design and Related Services](/Industries/Computer_Systems_Design_and_Related_Services) — employs · Industries
- [Legal Services](/Industries/Legal_Services) — employs · Industries
- [Accounting, Tax Preparation, Bookkeeping, and Payroll Services](/Industries/Accounting,_Tax_Preparation,_Bookkeeping,_and_Payroll_Services) — employs · Industries
- [Professional, Scientific, and Technical Services](/Industries/Professional,_Scientific,_and_Technical_Services) — employs · Industries
- [Lessors of Nonfinancial Intangible Assets (except Copyrighted Works)](/Industries/Lessors_of_Nonfinancial_Intangible_Assets_(except_Copyrighted_Works)) — employs · Industries
- [Real Estate and Rental and Leasing](/Industries/Real_Estate_and_Rental_and_Leasing) — employs · Industries
- [Real Estate](/Industries/Real_Estate) — employs · Industries
- [Funds, Trusts, and Other Financial Vehicles](/Industries/Funds,_Trusts,_and_Other_Financial_Vehicles) — employs · Industries
- [Insurance and Employee Benefit Funds](/Industries/Insurance_and_Employee_Benefit_Funds) — employs · Industries
- [Other Insurance Related Activities](/Industries/Other_Insurance_Related_Activities) — employs · Industries
- [Other Investment Pools and Funds](/Industries/Other_Investment_Pools_and_Funds) — employs · Industries
- [Direct Insurance (except Life, Health, and Medical) Carriers](/Industries/Direct_Insurance_(except_Life,_Health,_and_Medical)_Carriers) — employs · Industries
- [Insurance Agencies and Brokerages](/Industries/Insurance_Agencies_and_Brokerages) — employs · Industries
- [Agencies, Brokerages, and Other Insurance Related Activities](/Industries/Agencies,_Brokerages,_and_Other_Insurance_Related_Activities) — employs · Industries
- [Direct Health and Medical Insurance Carriers](/Industries/Direct_Health_and_Medical_Insurance_Carriers) — employs · Industries
- [Insurance Carriers and Related Activities](/Industries/Insurance_Carriers_and_Related_Activities) — employs · Industries
- [Insurance Carriers](/Industries/Insurance_Carriers) — employs · Industries
- [Nondepository Credit Intermediation](/Industries/Nondepository_Credit_Intermediation) — employs · Industries
- [Other Nondepository Credit Intermediation](/Industries/Other_Nondepository_Credit_Intermediation) — employs · Industries
- [Securities, Commodity Contracts, and Other Financial Investments and Related Activities](/Industries/Securities,_Commodity_Contracts,_and_Other_Financial_Investments_and_Related_Activities) — employs · Industries
- [Credit Intermediation and Related Activities](/Industries/Credit_Intermediation_and_Related_Activities) — employs · Industries
- [Web Search Portals, Libraries, Archives, and Other Information Services](/Industries/Web_Search_Portals,_Libraries,_Archives,_and_Other_Information_Services) — employs · Industries
- [Finance and Insurance](/Industries/Finance_and_Insurance) — employs · Industries
- [Computing Infrastructure Providers, Data Processing, Web Hosting, and Related Services](/Industries/Computing_Infrastructure_Providers,_Data_Processing,_Web_Hosting,_and_Related_Services) — employs · Industries
- [Information](/Industries/Information) — employs · Industries
- [Transportation and Warehousing](/Industries/Transportation_and_Warehousing) — employs · Industries
- [Motor Vehicle and Parts Dealers](/Industries/Motor_Vehicle_and_Parts_Dealers) — employs · Industries
- [Other Motor Vehicle Dealers](/Industries/Other_Motor_Vehicle_Dealers) — employs · Industries
- [Automobile Dealers](/Industries/Automobile_Dealers) — employs · Industries
- [Retail Trade](/Industries/Retail_Trade) — employs · Industries
- [Farm Product Raw Material Merchant Wholesalers](/Industries/Farm_Product_Raw_Material_Merchant_Wholesalers) — employs · Industries
- [Merchant Wholesalers, Nondurable Goods](/Industries/Merchant_Wholesalers,_Nondurable_Goods) — employs · Industries
- [Professional and Commercial Equipment and Supplies Merchant Wholesalers](/Industries/Professional_and_Commercial_Equipment_and_Supplies_Merchant_Wholesalers) — employs · Industries
- [Merchant Wholesalers, Durable Goods](/Industries/Merchant_Wholesalers,_Durable_Goods) — employs · Industries
- [Wholesale Trade](/Industries/Wholesale_Trade) — employs · Industries
- [Manufacturing](/Industries/Manufacturing) — employs · Industries
- [Natural Gas Distribution](/Industries/Natural_Gas_Distribution) — employs · Industries
- [Fossil Fuel Electric Power Generation](/Industries/Fossil_Fuel_Electric_Power_Generation) — employs · Industries
- [Utilities](/Industries/Utilities) — employs · Industries
- [Electric Power Generation, Transmission and Distribution](/Industries/Electric_Power_Generation,_Transmission_and_Distribution) — employs · Industries
- [Mining, Quarrying, and Oil and Gas Extraction](/Industries/Mining,_Quarrying,_and_Oil_and_Gas_Extraction) — employs · Industries

### Company types employing this role

- [Wholesale / Surplus Lines Broker](/CompanyTypes/Wholesale_%2F_Surplus_Lines_Broker) — typically employs · CompanyTypes
- [Wholesale Gas Marketers](/CompanyTypes/Wholesale_Gas_Marketers) — typically employs · CompanyTypes
- [Tech-Enabled High-Volume Real Estate Teams](/CompanyTypes/Tech-Enabled_High-Volume_Real_Estate_Teams) — typically employs · CompanyTypes
- [Taft-Hartley Union Health Funds](/CompanyTypes/Taft-Hartley_Union_Health_Funds) — typically employs · CompanyTypes
- [Specialty Promotional Goods Wholesaler](/CompanyTypes/Specialty_Promotional_Goods_Wholesaler) — typically employs · CompanyTypes
- [Retail Gas Marketers (ESCOs)](/CompanyTypes/Retail_Gas_Marketers_(ESCOs)) — typically employs · CompanyTypes
- [Residential Property Management Firms](/CompanyTypes/Residential_Property_Management_Firms) — typically employs · CompanyTypes
- [Regional Non-Profit HMOs](/CompanyTypes/Regional_Non-Profit_HMOs) — typically employs · CompanyTypes
- [Regional Blues (BCBS Affiliates)](/CompanyTypes/Regional_Blues_(BCBS_Affiliates)) — typically employs · CompanyTypes
- [Real Estate Investment & Flipping Firms](/CompanyTypes/Real_Estate_Investment_&_Flipping_Firms) — typically employs · CompanyTypes
- [Pure-Play Medicare Advantage (MA) Plans](/CompanyTypes/Pure-Play_Medicare_Advantage_(MA)_Plans) — typically employs · CompanyTypes
- [Provider-Sponsored Health Plans](/CompanyTypes/Provider-Sponsored_Health_Plans) — typically employs · CompanyTypes
- [Natural Gas Cooperatives](/CompanyTypes/Natural_Gas_Cooperatives) — typically employs · CompanyTypes
- [National Mega-Broker](/CompanyTypes/National_Mega-Broker) — typically employs · CompanyTypes
- [National For-Profit Carriers (BUCAs)](/CompanyTypes/National_For-Profit_Carriers_(BUCAs)) — typically employs · CompanyTypes
- [Municipal Gas Utilities](/CompanyTypes/Municipal_Gas_Utilities) — typically employs · CompanyTypes
- [Mid-Sized Import/Export Distributor](/CompanyTypes/Mid-Sized_Import%2FExport_Distributor) — typically employs · CompanyTypes
- [Micro Digital B2B Wholesaler](/CompanyTypes/Micro_Digital_B2B_Wholesaler) — typically employs · CompanyTypes
- [Medicaid Managed Care Organizations (MCOs)](/CompanyTypes/Medicaid_Managed_Care_Organizations_(MCOs)) — typically employs · CompanyTypes
- [Managing General Agent (MGA)](/CompanyTypes/Managing_General_Agent_(MGA)) — typically employs · CompanyTypes
- [Large Value-Added Reseller (VAR) & Equipment Wholesaler](/CompanyTypes/Large_Value-Added_Reseller_(VAR)_&_Equipment_Wholesaler) — typically employs · CompanyTypes
- [Investor-Owned Local Distribution Companies (LDCs)](/CompanyTypes/Investor-Owned_Local_Distribution_Companies_(LDCs)) — typically employs · CompanyTypes
- [Insurtech / Digital Brokerage](/CompanyTypes/Insurtech_%2F_Digital_Brokerage) — typically employs · CompanyTypes
- [Institutional Equity REITs](/CompanyTypes/Institutional_Equity_REITs) — typically employs · CompanyTypes
- [Insurtech / Digital-First Health Plans](/CompanyTypes/Insurtech_%2F_Digital-First_Health_Plans) — typically employs · CompanyTypes
- [Independent Retail P&C Agency](/CompanyTypes/Independent_Retail_P&C_Agency) — typically employs · CompanyTypes
- [Employee Benefits Consultancy](/CompanyTypes/Employee_Benefits_Consultancy) — typically employs · CompanyTypes
- [Combined Gas and Electric Utilities](/CompanyTypes/Combined_Gas_and_Electric_Utilities) — typically employs · CompanyTypes
- [Captive / Exclusive Agency](/CompanyTypes/Captive_%2F_Exclusive_Agency) — typically employs · CompanyTypes
- [Boutique Residential Brokerages](/CompanyTypes/Boutique_Residential_Brokerages) — typically employs · CompanyTypes
- [Boutique Independent Financial Planner](/CompanyTypes/Boutique_Independent_Financial_Planner) — typically employs · CompanyTypes
- [Boutique Private Equity & Venture Capital Firm](/CompanyTypes/Boutique_Private_Equity_&_Venture_Capital_Firm) — typically employs · CompanyTypes
- [Asset Management Administrators (AMAs)](/CompanyTypes/Asset_Management_Administrators_(AMAs)) — typically employs · CompanyTypes
- [Agency Cluster / Aggregator Network](/CompanyTypes/Agency_Cluster_%2F_Aggregator_Network) — typically employs · CompanyTypes

### What it uses

- [Bloomberg Terminals](/Products/Bloomberg_Terminals) — uses · Products
- [Salesforce Financial Services](/Products/Salesforce_Financial_Services) — uses · Products
- [Financial needs analysis software](/Products/Financial_needs_analysis_software) — uses · Products
- [Fixed income alternative trading systems ATS](/Products/Fixed_income_alternative_trading_systems_ATS) — uses · Products
- [FundCount Web](/Products/FundCount_Web) — uses · Products
- [Fund accounting software](/Products/Fund_accounting_software) — uses · Products
- [Graphics software](/Products/Graphics_software) — uses · Products
- [Triple Point Commodity XL](/Products/Triple_Point_Commodity_XL) — uses · Products
- [Trading Blox](/Products/Trading_Blox) — uses · Products
- [Tradeweb Markets Tradeweb](/Products/Tradeweb_Markets_Tradeweb) — uses · Products
- [Thomson Reuters Tradeweb](/Products/Thomson_Reuters_Tradeweb) — uses · Products
- [The MathWorks MATLAB](/Products/The_MathWorks_MATLAB) — uses · Products
- [Telvent DTN ProphetX](/Products/Telvent_DTN_ProphetX) — uses · Products
- [Scheduling software](/Products/Scheduling_software) — uses · Products
- [Salesforce software](/Products/Salesforce_software) — uses · Products
- [Sales analysis software](/Products/Sales_analysis_software) — uses · Products
- [Sage 50 Accounting](/Products/Sage_50_Accounting) — uses · Products
- [SAP software](/Products/SAP_software) — uses · Products
- [Regulatory agency compliance software](/Products/Regulatory_agency_compliance_software) — uses · Products
- [Redi Enterprise Development Redi ERM](/Products/Redi_Enterprise_Development_Redi_ERM) — uses · Products
- [Realm Business Solutions INSIGHT for ARGUS](/Products/Realm_Business_Solutions_INSIGHT_for_ARGUS) — uses · Products
- [R](/Products/R) — uses · Products
- [Python](/Products/Python) — uses · Products
- [Project management software](/Products/Project_management_software) — uses · Products
- [Oracle Siebel CRM](/Products/Oracle_Siebel_CRM) — uses · Products
- [Oracle PeopleSoft Financials](/Products/Oracle_PeopleSoft_Financials) — uses · Products
- [Oracle PeopleSoft](/Products/Oracle_PeopleSoft) — uses · Products
- [Oracle Java](/Products/Oracle_Java) — uses · Products

### In job zone

- [Job Zone 4](/JobZone/Job_Zone_4) — in job zone · JobZone

### Associated interest

- [Social](/Interest/Social) — associated interest · Interest
- [Artistic](/Interest/Artistic) — associated interest · Interest
- [Investigative](/Interest/Investigative) — associated interest · Interest
- [Realistic](/Interest/Realistic) — associated interest · Interest
- [Conventional](/Interest/Conventional) — associated interest · Interest
- [Enterprising](/Interest/Enterprising) — associated interest · Interest

### Requires education

- [Required Level of Education](/Education/Required_Level_of_Education) — requires education · Education

### Prioritizes

- [Achievement](/WorkValue/Achievement) — prioritizes · WorkValue
- [Independence](/WorkValue/Independence) — prioritizes · WorkValue
- [Working Conditions](/WorkValue/Working_Conditions) — prioritizes · WorkValue
- [Relationships](/WorkValue/Relationships) — prioritizes · WorkValue
- [Support](/WorkValue/Support) — prioritizes · WorkValue
- [Recognition](/WorkValue/Recognition) — prioritizes · WorkValue

### Requires style

- [Self-Control](/WorkStyle/Self-Control) — requires style · WorkStyle
- [Stress Tolerance](/WorkStyle/Stress_Tolerance) — requires style · WorkStyle
- [Social Orientation](/WorkStyle/Social_Orientation) — requires style · WorkStyle
- [Achievement/Effort](/WorkStyle/Achievement%2FEffort) — requires style · WorkStyle
- [Adaptability/Flexibility](/WorkStyle/Adaptability%2FFlexibility) — requires style · WorkStyle
- [Analytical Thinking](/WorkStyle/Analytical_Thinking) — requires style · WorkStyle
- [Attention to Detail](/WorkStyle/Attention_to_Detail) — requires style · WorkStyle
- [Concern for Others](/WorkStyle/Concern_for_Others) — requires style · WorkStyle
- [Cooperation](/WorkStyle/Cooperation) — requires style · WorkStyle
- [Dependability](/WorkStyle/Dependability) — requires style · WorkStyle
- [Independence](/WorkStyle/Independence) — requires style · WorkStyle
- [Initiative](/WorkStyle/Initiative) — requires style · WorkStyle
- [Innovation](/WorkStyle/Innovation) — requires style · WorkStyle
- [Integrity](/WorkStyle/Integrity) — requires style · WorkStyle
- [Leadership](/WorkStyle/Leadership) — requires style · WorkStyle
- [Persistence](/WorkStyle/Persistence) — requires style · WorkStyle

### Requires ability

- [Fluency of Ideas](/Ability/Fluency_of_Ideas) — requires ability · Ability
- [Category Flexibility](/Ability/Category_Flexibility) — requires ability · Ability
- [Deductive Reasoning](/Ability/Deductive_Reasoning) — requires ability · Ability
- [Inductive Reasoning](/Ability/Inductive_Reasoning) — requires ability · Ability
- [Information Ordering](/Ability/Information_Ordering) — requires ability · Ability
- [Mathematical Reasoning](/Ability/Mathematical_Reasoning) — requires ability · Ability
- [Near Vision](/Ability/Near_Vision) — requires ability · Ability
- [Number Facility](/Ability/Number_Facility) — requires ability · Ability
- [Oral Comprehension](/Ability/Oral_Comprehension) — requires ability · Ability
- [Oral Expression](/Ability/Oral_Expression) — requires ability · Ability
- [Originality](/Ability/Originality) — requires ability · Ability
- [Problem Sensitivity](/Ability/Problem_Sensitivity) — requires ability · Ability
- [Speech Clarity](/Ability/Speech_Clarity) — requires ability · Ability
- [Speech Recognition](/Ability/Speech_Recognition) — requires ability · Ability
- [Written Comprehension](/Ability/Written_Comprehension) — requires ability · Ability
- [Written Expression](/Ability/Written_Expression) — requires ability · Ability

### Experiences

- [Spend Time Bending or Twisting Your Body](/WorkContext/Spend_Time_Bending_or_Twisting_Your_Body) — experiences · WorkContext
- [Exposed to Extremely Bright or Inadequate Lighting Conditions](/WorkContext/Exposed_to_Extremely_Bright_or_Inadequate_Lighting_Conditions) — experiences · WorkContext
- [Exposed to Hazardous Conditions](/WorkContext/Exposed_to_Hazardous_Conditions) — experiences · WorkContext
- [Exposed to Hazardous Equipment](/WorkContext/Exposed_to_Hazardous_Equipment) — experiences · WorkContext
- [Exposed to High Places](/WorkContext/Exposed_to_High_Places) — experiences · WorkContext
- [Exposed to Minor Burns, Cuts, Bites, or Stings](/WorkContext/Exposed_to_Minor_Burns,_Cuts,_Bites,_or_Stings) — experiences · WorkContext
- [Exposed to Radiation](/WorkContext/Exposed_to_Radiation) — experiences · WorkContext
- [Exposed to Sounds, Noise Levels that are Distracting or Uncomfortable](/WorkContext/Exposed_to_Sounds,_Noise_Levels_that_are_Distracting_or_Uncomfortable) — experiences · WorkContext
- [Exposed to Very Hot or Cold Temperatures](/WorkContext/Exposed_to_Very_Hot_or_Cold_Temperatures) — experiences · WorkContext
- [Exposed to Whole Body Vibration](/WorkContext/Exposed_to_Whole_Body_Vibration) — experiences · WorkContext
- [Face-to-Face Discussions with Individuals and Within Teams](/WorkContext/Face-to-Face_Discussions_with_Individuals_and_Within_Teams) — experiences · WorkContext
- [Freedom to Make Decisions](/WorkContext/Freedom_to_Make_Decisions) — experiences · WorkContext
- [Frequency of Decision Making](/WorkContext/Frequency_of_Decision_Making) — experiences · WorkContext
- [Health and Safety of Other Workers](/WorkContext/Health_and_Safety_of_Other_Workers) — experiences · WorkContext
- [Impact of Decisions on Co-workers or Company Results](/WorkContext/Impact_of_Decisions_on_Co-workers_or_Company_Results) — experiences · WorkContext
- [Importance of Being Exact or Accurate](/WorkContext/Importance_of_Being_Exact_or_Accurate) — experiences · WorkContext
- [Importance of Repeating Same Tasks](/WorkContext/Importance_of_Repeating_Same_Tasks) — experiences · WorkContext
- [In an Enclosed Vehicle or Operate Enclosed Equipment](/WorkContext/In_an_Enclosed_Vehicle_or_Operate_Enclosed_Equipment) — experiences · WorkContext
- [In an Open Vehicle or Operating Equipment](/WorkContext/In_an_Open_Vehicle_or_Operating_Equipment) — experiences · WorkContext
- [Indoors, Environmentally Controlled](/WorkContext/Indoors,_Environmentally_Controlled) — experiences · WorkContext
- [Indoors, Not Environmentally Controlled](/WorkContext/Indoors,_Not_Environmentally_Controlled) — experiences · WorkContext
- [Level of Competition](/WorkContext/Level_of_Competition) — experiences · WorkContext
- [Outdoors, Exposed to All Weather Conditions](/WorkContext/Outdoors,_Exposed_to_All_Weather_Conditions) — experiences · WorkContext
- [Outdoors, Under Cover](/WorkContext/Outdoors,_Under_Cover) — experiences · WorkContext
- [Pace Determined by Speed of Equipment](/WorkContext/Pace_Determined_by_Speed_of_Equipment) — experiences · WorkContext
- [Physical Proximity](/WorkContext/Physical_Proximity) — experiences · WorkContext
- [Public Speaking](/WorkContext/Public_Speaking) — experiences · WorkContext
- [Spend Time Climbing Ladders, Scaffolds, or Poles](/WorkContext/Spend_Time_Climbing_Ladders,_Scaffolds,_or_Poles) — experiences · WorkContext
- [Spend Time Keeping or Regaining Balance](/WorkContext/Spend_Time_Keeping_or_Regaining_Balance) — experiences · WorkContext
- [Spend Time Kneeling, Crouching, Stooping, or Crawling](/WorkContext/Spend_Time_Kneeling,_Crouching,_Stooping,_or_Crawling) — experiences · WorkContext
- [Spend Time Making Repetitive Motions](/WorkContext/Spend_Time_Making_Repetitive_Motions) — experiences · WorkContext
- [Spend Time Sitting](/WorkContext/Spend_Time_Sitting) — experiences · WorkContext
- [Spend Time Standing](/WorkContext/Spend_Time_Standing) — experiences · WorkContext
- [Spend Time Using Your Hands to Handle, Control, or Feel Objects, Tools, or Controls](/WorkContext/Spend_Time_Using_Your_Hands_to_Handle,_Control,_or_Feel_Objects,_Tools,_or_Controls) — experiences · WorkContext
- [Spend Time Walking or Running](/WorkContext/Spend_Time_Walking_or_Running) — experiences · WorkContext
- [Telephone Conversations](/WorkContext/Telephone_Conversations) — experiences · WorkContext
- [Time Pressure](/WorkContext/Time_Pressure) — experiences · WorkContext
- [Wear Common Protective or Safety Equipment such as Safety Shoes, Glasses, Gloves, Hearing Protection, Hard Hats, or Life Jackets](/WorkContext/Wear_Common_Protective_or_Safety_Equipment_such_as_Safety_Shoes,_Glasses,_Gloves,_Hearing_Protection,_Hard_Hats,_or_Life_Jackets) — experiences · WorkContext
- [Wear Specialized Protective or Safety Equipment such as Breathing Apparatus, Safety Harness, Full Protection Suits, or Radiation Protection](/WorkContext/Wear_Specialized_Protective_or_Safety_Equipment_such_as_Breathing_Apparatus,_Safety_Harness,_Full_Protection_Suits,_or_Radiation_Protection) — experiences · WorkContext
- [Work Outcomes and Results of Other Workers](/WorkContext/Work_Outcomes_and_Results_of_Other_Workers) — experiences · WorkContext
- [Work With or Contribute to a Work Group or Team](/WorkContext/Work_With_or_Contribute_to_a_Work_Group_or_Team) — experiences · WorkContext
- [Written Letters and Memos](/WorkContext/Written_Letters_and_Memos) — experiences · WorkContext
- [Conflict Situations](/WorkContext/Conflict_Situations) — experiences · WorkContext
- [Consequence of Error](/WorkContext/Consequence_of_Error) — experiences · WorkContext
- [Contact With Others](/WorkContext/Contact_With_Others) — experiences · WorkContext
- [Coordinate or Lead Others in Accomplishing Work Activities](/WorkContext/Coordinate_or_Lead_Others_in_Accomplishing_Work_Activities) — experiences · WorkContext
- [Deal With External Customers or the Public in General](/WorkContext/Deal_With_External_Customers_or_the_Public_in_General) — experiences · WorkContext
- [Dealing With Unpleasant, Angry, or Discourteous People](/WorkContext/Dealing_With_Unpleasant,_Angry,_or_Discourteous_People) — experiences · WorkContext
- [Dealing with Violent or Physically Aggressive People](/WorkContext/Dealing_with_Violent_or_Physically_Aggressive_People) — experiences · WorkContext
- [Degree of Automation](/WorkContext/Degree_of_Automation) — experiences · WorkContext
- [Determine Tasks, Priorities and Goals](/WorkContext/Determine_Tasks,_Priorities_and_Goals) — experiences · WorkContext
- [E-Mail](/WorkContext/E-Mail) — experiences · WorkContext
- [Exposed to Contaminants](/WorkContext/Exposed_to_Contaminants) — experiences · WorkContext
- [Exposed to Cramped Work Space, Awkward Positions](/WorkContext/Exposed_to_Cramped_Work_Space,_Awkward_Positions) — experiences · WorkContext
- [Exposed to Disease or Infections](/WorkContext/Exposed_to_Disease_or_Infections) — experiences · WorkContext

### Engages in

- [Updating and Using Relevant Knowledge](/Activities/Updating_and_Using_Relevant_Knowledge) — engages in · Activities
- [Working with Computers](/Activities/Working_with_Computers) — engages in · Activities
- [Training and Teaching Others](/Activities/Training_and_Teaching_Others) — engages in · Activities
- [Getting Information](/Activities/Getting_Information) — engages in · Activities
- [Evaluating Information to Determine Compliance with Standards](/Activities/Evaluating_Information_to_Determine_Compliance_with_Standards) — engages in · Activities
- [Estimating the Quantifiable Characteristics of Products, Events, or Information](/Activities/Estimating_the_Quantifiable_Characteristics_of_Products,_Events,_or_Information) — engages in · Activities
- [Establishing and Maintaining Interpersonal Relationships](/Activities/Establishing_and_Maintaining_Interpersonal_Relationships) — engages in · Activities
- [Drafting, Laying Out, and Specifying Technical Devices, Parts, and Equipment](/Activities/Drafting,_Laying_Out,_and_Specifying_Technical_Devices,_Parts,_and_Equipment) — engages in · Activities
- [Documenting/Recording Information](/Activities/Documenting%2FRecording_Information) — engages in · Activities
- [Developing and Building Teams](/Activities/Developing_and_Building_Teams) — engages in · Activities
- [Developing Objectives and Strategies](/Activities/Developing_Objectives_and_Strategies) — engages in · Activities
- [Coordinating the Work and Activities of Others](/Activities/Coordinating_the_Work_and_Activities_of_Others) — engages in · Activities
- [Controlling Machines and Processes](/Activities/Controlling_Machines_and_Processes) — engages in · Activities
- [Communicating with Supervisors, Peers, or Subordinates](/Activities/Communicating_with_Supervisors,_Peers,_or_Subordinates) — engages in · Activities
- [Communicating with People Outside the Organization](/Activities/Communicating_with_People_Outside_the_Organization) — engages in · Activities
- [Coaching and Developing Others](/Activities/Coaching_and_Developing_Others) — engages in · Activities
- [Assisting and Caring for Others](/Activities/Assisting_and_Caring_for_Others) — engages in · Activities
- [Analyzing Data or Information](/Activities/Analyzing_Data_or_Information) — engages in · Activities
- [Thinking Creatively](/Activities/Thinking_Creatively) — engages in · Activities
- [Staffing Organizational Units](/Activities/Staffing_Organizational_Units) — engages in · Activities
- [Selling or Influencing Others](/Activities/Selling_or_Influencing_Others) — engages in · Activities
- [Scheduling Work and Activities](/Activities/Scheduling_Work_and_Activities) — engages in · Activities
- [Resolving Conflicts and Negotiating with Others](/Activities/Resolving_Conflicts_and_Negotiating_with_Others) — engages in · Activities
- [Repairing and Maintaining Mechanical Equipment](/Activities/Repairing_and_Maintaining_Mechanical_Equipment) — engages in · Activities
- [Repairing and Maintaining Electronic Equipment](/Activities/Repairing_and_Maintaining_Electronic_Equipment) — engages in · Activities
- [Providing Consultation and Advice to Others](/Activities/Providing_Consultation_and_Advice_to_Others) — engages in · Activities
- [Processing Information](/Activities/Processing_Information) — engages in · Activities
- [Performing for or Working Directly with the Public](/Activities/Performing_for_or_Working_Directly_with_the_Public) — engages in · Activities
- [Performing General Physical Activities](/Activities/Performing_General_Physical_Activities) — engages in · Activities
- [Performing Administrative Activities](/Activities/Performing_Administrative_Activities) — engages in · Activities
- [Organizing, Planning, and Prioritizing Work](/Activities/Organizing,_Planning,_and_Prioritizing_Work) — engages in · Activities
- [Operating Vehicles, Mechanized Devices, or Equipment](/Activities/Operating_Vehicles,_Mechanized_Devices,_or_Equipment) — engages in · Activities
- [Monitoring and Controlling Resources](/Activities/Monitoring_and_Controlling_Resources) — engages in · Activities
- [Monitoring Processes, Materials, or Surroundings](/Activities/Monitoring_Processes,_Materials,_or_Surroundings) — engages in · Activities
- [Making Decisions and Solving Problems](/Activities/Making_Decisions_and_Solving_Problems) — engages in · Activities
- [Judging the Qualities of Objects, Services, or People](/Activities/Judging_the_Qualities_of_Objects,_Services,_or_People) — engages in · Activities
- [Interpreting the Meaning of Information for Others](/Activities/Interpreting_the_Meaning_of_Information_for_Others) — engages in · Activities
- [Inspecting Equipment, Structures, or Materials](/Activities/Inspecting_Equipment,_Structures,_or_Materials) — engages in · Activities
- [Identifying Objects, Actions, and Events](/Activities/Identifying_Objects,_Actions,_and_Events) — engages in · Activities
- [Handling and Moving Objects](/Activities/Handling_and_Moving_Objects) — engages in · Activities
- [Guiding, Directing, and Motivating Subordinates](/Activities/Guiding,_Directing,_and_Motivating_Subordinates) — engages in · Activities

### What it does

- [Report all positions or trading results.](/Tasks/Report_all_positions_or_trading_results.) — performs · Tasks
- [Agree on buying or selling prices at optimal levels for clients.](/Tasks/Agree_on_buying_or_selling_prices_at_optimal_levels_for_clients.) — performs · Tasks
- [Buy or sell stocks, bonds, commodity futures, foreign currencies, or other securities on behalf of i...](/Tasks/Buy_or_sell_stocks,_bonds,_commodity_futures,_foreign_currencies,_or_other_securities_on_behalf_of_i...) — performs · Tasks
- [Calculate costs for billings or commissions.](/Tasks/Calculate_costs_for_billings_or_commissions.) — performs · Tasks
- [Complete sales order tickets and submit for processing of client-requested transactions.](/Tasks/Complete_sales_order_tickets_and_submit_for_processing_of_client-requested_transactions.) — performs · Tasks
- [Contact prospective customers to present information and explain available services.](/Tasks/Contact_prospective_customers_to_present_information_and_explain_available_services.) — performs · Tasks
- [Determine customers' financial services needs and prepare proposals to sell services that address th...](/Tasks/Determine_customers'_financial_services_needs_and_prepare_proposals_to_sell_services_that_address_th...) — performs · Tasks
- [Develop financial plans, based on analysis of clients' financial status.](/Tasks/Develop_financial_plans,_based_on_analysis_of_clients'_financial_status.) — performs · Tasks
- [Devise trading, option, or hedge strategies.](/Tasks/Devise_trading,_option,_or_hedge_strategies.) — performs · Tasks
- [Discuss financial options with clients and keep them informed about transactions.](/Tasks/Discuss_financial_options_with_clients_and_keep_them_informed_about_transactions.) — performs · Tasks
- [Evaluate costs and revenue of agreements to determine continued profitability.](/Tasks/Evaluate_costs_and_revenue_of_agreements_to_determine_continued_profitability.) — performs · Tasks
- [Explain stock market terms or trading practices to clients.](/Tasks/Explain_stock_market_terms_or_trading_practices_to_clients.) — performs · Tasks
- [Identify opportunities or develop channels for purchase or sale of securities or commodities.](/Tasks/Identify_opportunities_or_develop_channels_for_purchase_or_sale_of_securities_or_commodities.) — performs · Tasks
- [Inform other traders, managers, or customers of market conditions, including volume, price, competit...](/Tasks/Inform_other_traders,_managers,_or_customers_of_market_conditions,_including_volume,_price,_competit...) — performs · Tasks
- [Interview clients to determine clients' assets, liabilities, cash flow, insurance coverage, tax stat...](/Tasks/Interview_clients_to_determine_clients'_assets,_liabilities,_cash_flow,_insurance_coverage,_tax_stat...) — performs · Tasks
- [Keep accurate records of transactions.](/Tasks/Keep_accurate_records_of_transactions.) — performs · Tasks
- [Make bids or offers to buy or sell securities.](/Tasks/Make_bids_or_offers_to_buy_or_sell_securities.) — performs · Tasks
- [Monitor markets or positions.](/Tasks/Monitor_markets_or_positions.) — performs · Tasks
- [Negotiate prices or contracts for securities or commodities sales or purchases.](/Tasks/Negotiate_prices_or_contracts_for_securities_or_commodities_sales_or_purchases.) — performs · Tasks
- [Offer advice on the purchase or sale of particular securities.](/Tasks/Offer_advice_on_the_purchase_or_sale_of_particular_securities.) — performs · Tasks
- [Prepare and send requests for price quotations to all companies in a particular market.](/Tasks/Prepare_and_send_requests_for_price_quotations_to_all_companies_in_a_particular_market.) — performs · Tasks
- [Prepare financial reports to monitor client or corporate finances.](/Tasks/Prepare_financial_reports_to_monitor_client_or_corporate_finances.) — performs · Tasks
- [Price securities or commodities based on market conditions.](/Tasks/Price_securities_or_commodities_based_on_market_conditions.) — performs · Tasks
- [Purchase or sell financial derivatives for customers.](/Tasks/Purchase_or_sell_financial_derivatives_for_customers.) — performs · Tasks
- [Relay buy or sell orders to securities exchanges or to firm trading departments.](/Tasks/Relay_buy_or_sell_orders_to_securities_exchanges_or_to_firm_trading_departments.) — performs · Tasks
- [Review all securities transactions to ensure accuracy of information and conformance to governing ag...](/Tasks/Review_all_securities_transactions_to_ensure_accuracy_of_information_and_conformance_to_governing_ag...) — performs · Tasks
- [Sell services or equipment, such as trusts, investments, or check processing services.](/Tasks/Sell_services_or_equipment,_such_as_trusts,_investments,_or_check_processing_services.) — performs · Tasks
- [Supervise support staff and ensure proper execution of contracts.](/Tasks/Supervise_support_staff_and_ensure_proper_execution_of_contracts.) — performs · Tasks
- [Supply the latest price quotes on any security, as well as information on the activities or financia...](/Tasks/Supply_the_latest_price_quotes_on_any_security,_as_well_as_information_on_the_activities_or_financia...) — performs · Tasks
- [Track and analyze factors that affect price movement, such as trade policies, weather conditions, po...](/Tasks/Track_and_analyze_factors_that_affect_price_movement,_such_as_trade_policies,_weather_conditions,_po...) — performs · Tasks