# Insurance Compliance Manager

*/JobTypes/Insurance_Compliance_Manager*

## Neighborhood

### Related (delivered by)

- [Procure update national association insurance commissioners guidelines](/Processes/Procure_update_national_association_insurance_commissioners_guidelines) — delivered by · Processes

### Perform

- [Coordinate regulatory audits and examinations](/Tasks/Coordinate_regulatory_audits_and_examinations) — perform · Tasks
- [Advise the business on regulatory risk](/Tasks/Advise_the_business_on_regulatory_risk) — perform · Tasks
- [Set compliance policies and controls](/Tasks/Set_compliance_policies_and_controls) — perform · Tasks
- [Manage the insurance compliance program](/Tasks/Manage_the_insurance_compliance_program) — perform · Tasks
- [Oversee regulatory filing compliance](/Tasks/Oversee_regulatory_filing_compliance) — perform · Tasks
- [Supervise Compliance Analysts](/Tasks/Supervise_Compliance_Analysts) — perform · Tasks
- [Report Compliance Posture to Leadership](/Tasks/Report_Compliance_Posture_to_Leadership) — perform · Tasks
- [Direct the preparation and submission of regulatory agency applications, reports, or correspondence.](/Tasks/Direct_the_preparation_and_submission_of_regulatory_agency_applications,_reports,_or_correspondence.) — perform · Tasks
- [Monitor emerging trends regarding industry regulations to determine potential impacts on organizatio...](/Tasks/Monitor_emerging_trends_regarding_industry_regulations_to_determine_potential_impacts_on_organizatio...) — perform · Tasks
- [Manage Regulatory Examinations and Audits](/Tasks/Manage_Regulatory_Examinations_and_Audits) — perform · Tasks
- [Advise Executive Leadership on Regulatory Risk](/Tasks/Advise_Executive_Leadership_on_Regulatory_Risk) — perform · Tasks
- [Advise Clients on Regulatory Compliance](/Tasks/Advise_Clients_on_Regulatory_Compliance) — perform · Tasks
- [Approve corrective action plans](/Tasks/Approve_corrective_action_plans) — perform · Tasks
- [Establish compliance policies and controls](/Tasks/Establish_compliance_policies_and_controls) — perform · Tasks
- [Report compliance status to executives](/Tasks/Report_compliance_status_to_executives) — perform · Tasks
- [Oversee regulatory filings and licensing](/Tasks/Oversee_regulatory_filings_and_licensing) — perform · Tasks
- [Manage regulatory examinations](/Tasks/Manage_regulatory_examinations) — perform · Tasks
- [Direct compliance analysts](/Tasks/Direct_compliance_analysts) — perform · Tasks
- [Set the insurance compliance program](/Tasks/Set_the_insurance_compliance_program) — perform · Tasks

### Required knowledge

- [State and Federal Insurance Law](/Knowledge/State_and_Federal_Insurance_Law) — requires knowledge · Knowledge
- [Market Conduct Regulation](/Knowledge/Market_Conduct_Regulation) — requires knowledge · Knowledge
- [Licensing Regulations](/Knowledge/Licensing_Regulations) — requires knowledge · Knowledge
- [Enterprise Risk Frameworks](/Knowledge/Enterprise_Risk_Frameworks) — requires knowledge · Knowledge
- [Insurance Regulations](/Knowledge/Insurance_Regulations) — requires knowledge · Knowledge
- [Compliance Governance](/Knowledge/Compliance_Governance) — requires knowledge · Knowledge
- [Market conduct examination process](/Knowledge/Market_conduct_examination_process) — requires knowledge · Knowledge
- [NAIC model laws](/Knowledge/NAIC_model_laws) — requires knowledge · Knowledge

### Uses software

- [Governance Risk and Compliance Platform](/Software/Governance_Risk_and_Compliance_Platform) — uses software · Software
- [Presentation Software](/Software/Presentation_Software) — uses software · Software
- [SERFF filing system](/Software/SERFF_filing_system) — uses software · Software
- [Compliance reporting dashboards](/Software/Compliance_reporting_dashboards) — uses software · Software
- [GRC software](/Software/GRC_software) — uses software · Software
- [Microsoft Office](/Software/Microsoft_Office) — uses software · Software
- [Compliance Management Software](/Software/Compliance_Management_Software) — uses software · Software
- [Microsoft Office Suite](/Software/Microsoft_Office_Suite) — uses software · Software
- [Regulatory Filing System](/Software/Regulatory_Filing_System) — uses software · Software

### Type of

- [Compliance Manager](/Occupations/Compliance_Manager) — type of · Occupations
- [Compliance Managers](/Occupations/Compliance_Managers) — type of · Occupations

### Required skills

- [Regulatory Interpretation](/Skills/Regulatory_Interpretation) — requires skill · Skills
- [Judgment and Decision Making](/Skills/Judgment_and_Decision_Making) — requires skill · Skills
- [Examination Coordination](/Skills/Examination_Coordination) — requires skill · Skills
- [Compliance program management](/Skills/Compliance_program_management) — requires skill · Skills
- [Examination management](/Skills/Examination_management) — requires skill · Skills
- [Regulatory strategy](/Skills/Regulatory_strategy) — requires skill · Skills
- [Risk advising](/Skills/Risk_advising) — requires skill · Skills
- [Team supervision](/Skills/Team_supervision) — requires skill · Skills
- [Regulatory Advising](/Skills/Regulatory_Advising) — requires skill · Skills

### Engage in

- [Coordinate regulatory examinations](/Activities/Coordinate_regulatory_examinations) — engage in · Activities
- [Manage the insurance compliance program](/Activities/Manage_the_insurance_compliance_program) — engage in · Activities
- [Manage Regulatory Examinations](/Activities/Manage_Regulatory_Examinations) — engage in · Activities
- [Manage Regulatory Examinations and Audits](/Activities/Manage_Regulatory_Examinations_and_Audits) — engage in · Activities
- [Establish compliance policies and controls](/Activities/Establish_compliance_policies_and_controls) — engage in · Activities
- [Advise leadership on regulatory risk](/Activities/Advise_leadership_on_regulatory_risk) — engage in · Activities
- [Set the insurance compliance program](/Activities/Set_the_insurance_compliance_program) — engage in · Activities

### Requires ability

- [Deductive reasoning](/Ability/Deductive_reasoning) — requires ability · Ability
- [Oral expression](/Ability/Oral_expression) — requires ability · Ability
- [Problem sensitivity](/Ability/Problem_sensitivity) — requires ability · Ability
- [Written comprehension](/Ability/Written_comprehension) — requires ability · Ability
- [Written Expression](/Ability/Written_Expression) — requires ability · Ability

### Problems this exposes

- [rate-filing actuarial memoranda versioned across spreadsheets and email](/Problems/rate-filing_actuarial_memoranda_versioned_across_spreadsheets_and_email) — exposes problem · Problems
- [tracking state-by-state filing deadlines across NAIC SERFF](/Problems/tracking_state-by-state_filing_deadlines_across_NAIC_SERFF) — exposes problem · Problems
- [producer-license and appointment lapses surfacing only at audit](/Problems/producer-license_and_appointment_lapses_surfacing_only_at_audit) — exposes problem · Problems
- [market-conduct exam evidence pulled from siloed claims and underwriting systems](/Problems/market-conduct_exam_evidence_pulled_from_siloed_claims_and_underwriting_systems) — exposes problem · Problems
- [manual mapping of new statutes to affected policy forms and endorsements](/Problems/manual_mapping_of_new_statutes_to_affected_policy_forms_and_endorsements) — exposes problem · Problems