# Insurance Compliance Analyst

*/JobTypes/Insurance_Compliance_Analyst*

## Neighborhood

### Related (delivered by)

- [Collect required documentation and national association insurance commissioners guidelines](/Processes/Collect_required_documentation_and_national_association_insurance_commissioners_guidelines) — delivered by · Processes

### Required knowledge

- [State Insurance Regulation](/Knowledge/State_Insurance_Regulation) — requires knowledge · Knowledge
- [Market Conduct Regulation](/Knowledge/Market_Conduct_Regulation) — requires knowledge · Knowledge
- [Filing Requirements](/Knowledge/Filing_Requirements) — requires knowledge · Knowledge
- [Compliance Control Frameworks](/Knowledge/Compliance_Control_Frameworks) — requires knowledge · Knowledge
- [Rate and Form Filing Requirements](/Knowledge/Rate_and_Form_Filing_Requirements) — requires knowledge · Knowledge
- [NAIC model laws](/Knowledge/NAIC_model_laws) — requires knowledge · Knowledge
- [State Filing Requirements](/Knowledge/State_Filing_Requirements) — requires knowledge · Knowledge
- [Insurance Product Rules](/Knowledge/Insurance_Product_Rules) — requires knowledge · Knowledge
- [Insurance Regulations](/Knowledge/Insurance_Regulations) — requires knowledge · Knowledge

### Type of

- [Compliance Officer](/Occupations/Compliance_Officer) — type of · Occupations
- [Compliance Officers](/Occupations/Compliance_Officers) — type of · Occupations

### Required skills

- [Critical Thinking](/Skills/Critical_Thinking) — requires skill · Skills
- [Compliance Testing](/Skills/Compliance_Testing) — requires skill · Skills
- [Compliance Review](/Skills/Compliance_Review) — requires skill · Skills
- [Documentation](/Skills/Documentation) — requires skill · Skills
- [Filing preparation](/Skills/Filing_preparation) — requires skill · Skills
- [Issue investigation](/Skills/Issue_investigation) — requires skill · Skills
- [Regulatory analysis](/Skills/Regulatory_analysis) — requires skill · Skills
- [Compliance Documentation](/Skills/Compliance_Documentation) — requires skill · Skills
- [Filing Review](/Skills/Filing_Review) — requires skill · Skills

### Uses software

- [Governance Risk and Compliance Platform](/Software/Governance_Risk_and_Compliance_Platform) — uses software · Software
- [Spreadsheet Software](/Software/Spreadsheet_Software) — uses software · Software
- [Document management software](/Software/Document_management_software) — uses software · Software
- [GRC software](/Software/GRC_software) — uses software · Software
- [Microsoft Office](/Software/Microsoft_Office) — uses software · Software
- [SERFF filing system](/Software/SERFF_filing_system) — uses software · Software
- [Compliance Management Software](/Software/Compliance_Management_Software) — uses software · Software
- [Regulatory Filing System](/Software/Regulatory_Filing_System) — uses software · Software
- [Microsoft Excel](/Software/Microsoft_Excel) — uses software · Software

### Perform

- [Review products for regulatory compliance](/Tasks/Review_products_for_regulatory_compliance) — perform · Tasks
- [Support regulatory examinations](/Tasks/Support_regulatory_examinations) — perform · Tasks
- [Analyze regulatory changes](/Tasks/Analyze_regulatory_changes) — perform · Tasks
- [Conduct compliance testing](/Tasks/Conduct_compliance_testing) — perform · Tasks
- [Monitor regulatory filing obligations](/Tasks/Monitor_regulatory_filing_obligations) — perform · Tasks
- [Support Regulatory Audits and Inspections](/Tasks/Support_Regulatory_Audits_and_Inspections) — perform · Tasks
- [Review Rate and Form Filings](/Tasks/Review_Rate_and_Form_Filings) — perform · Tasks
- [Document Compliance Findings](/Tasks/Document_Compliance_Findings) — perform · Tasks
- [Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.](/Tasks/Conduct_periodic_internal_reviews_or_audits_to_ensure_that_compliance_procedures_are_followed.) — perform · Tasks
- [Investigate compliance exceptions](/Tasks/Investigate_compliance_exceptions) — perform · Tasks
- [Maintain compliance documentation and registers](/Tasks/Maintain_compliance_documentation_and_registers) — perform · Tasks
- [Monitor regulatory changes affecting insurance lines](/Tasks/Monitor_regulatory_changes_affecting_insurance_lines) — perform · Tasks
- [Prepare regulatory filings and responses](/Tasks/Prepare_regulatory_filings_and_responses) — perform · Tasks
- [Analyze products against regulations](/Tasks/Analyze_products_against_regulations) — perform · Tasks
- [Review insurance filings for compliance](/Tasks/Review_insurance_filings_for_compliance) — perform · Tasks
- [Monitor regulatory requirements by state](/Tasks/Monitor_regulatory_requirements_by_state) — perform · Tasks
- [Maintain compliance records](/Tasks/Maintain_compliance_records) — perform · Tasks
- [Track filing and licensing deadlines](/Tasks/Track_filing_and_licensing_deadlines) — perform · Tasks

### Engage in

- [Review products for regulatory compliance](/Activities/Review_products_for_regulatory_compliance) — engage in · Activities
- [Monitor regulatory filing obligations](/Activities/Monitor_regulatory_filing_obligations) — engage in · Activities
- [Review Rate and Form Filings](/Activities/Review_Rate_and_Form_Filings) — engage in · Activities
- [Conduct Compliance Reviews](/Activities/Conduct_Compliance_Reviews) — engage in · Activities
- [Monitor regulatory changes affecting insurance lines](/Activities/Monitor_regulatory_changes_affecting_insurance_lines) — engage in · Activities
- [Monitor regulatory requirements by state](/Activities/Monitor_regulatory_requirements_by_state) — engage in · Activities
- [Review insurance filings for compliance](/Activities/Review_insurance_filings_for_compliance) — engage in · Activities

### Requires ability

- [Deductive reasoning](/Ability/Deductive_reasoning) — requires ability · Ability
- [Inductive reasoning](/Ability/Inductive_reasoning) — requires ability · Ability
- [Problem sensitivity](/Ability/Problem_sensitivity) — requires ability · Ability
- [Written comprehension](/Ability/Written_comprehension) — requires ability · Ability
- [Selective Attention](/Ability/Selective_Attention) — requires ability · Ability

### Problems this exposes

- [regulatory bulletin changes not mapped to affected products and procedures](/Problems/regulatory_bulletin_changes_not_mapped_to_affected_products_and_procedures) — exposes problem · Problems
- [policy forms and rate filings must track 50-state DOI rule divergence](/Problems/policy_forms_and_rate_filings_must_track_50-state_DOI_rule_divergence) — exposes problem · Problems
- [market-conduct exam evidence assembled reactively under deadline](/Problems/market-conduct_exam_evidence_assembled_reactively_under_deadline) — exposes problem · Problems
- [SERFF filing status and objection responses managed in spreadsheets](/Problems/SERFF_filing_status_and_objection_responses_managed_in_spreadsheets) — exposes problem · Problems
- [Multi State Filing Requirement Tracking](/Problems/Multi_State_Filing_Requirement_Tracking) — exposes problem · Problems