# Compliance Consulting Firm

*/CompanyTypes/Compliance_Consulting_Firm*

## Company Type Bmc Profile

**Size**: [Mid Market](/CompanySize/Mid_Market)
**Uses Tool**:
- [Workstations](/CompanyTypes/Compliance_Consulting_Firm/Products/Workstations)
- [Presentation Projectors](/CompanyTypes/Compliance_Consulting_Firm/Products/Presentation_Projectors)
- [Document Scanners](/CompanyTypes/Compliance_Consulting_Firm/Products/Document_Scanners)
**Governance**: [Committee](/DecisionStructure/Committee)
**Operates In**:
- [Regulatory Consulting](/CompanyTypes/Compliance_Consulting_Firm/Industries/Regulatory_Consulting)
- [Management Consulting](/CompanyTypes/Compliance_Consulting_Firm/Industries/Management_Consulting)
**Supplied By**:
- [Regulatory Data Publisher](/CompanyTypes/Regulatory_Data_Publisher)
**Supplies To**:
- [Chief Compliance Officer](/CompanyTypes/Chief_Compliance_Officer)
**Designation**: none
**Core Activity**:
- [Implementing Compliance Management Systems](/Activities/Implementing_Compliance_Management_Systems)
- [Leading Regulatory Remediation Projects](/Activities/Leading_Regulatory_Remediation_Projects)
- [Advising Boards On Compliance Risk](/Activities/Advising_Boards_On_Compliance_Risk)
- [Conducting Enterprise Risk Assessments](/Activities/Conducting_Enterprise_Risk_Assessments)
**Outsourced To**:
- [Law Firm](/CompanyTypes/Law_Firm)
**Signature Role**:
- [Compliance Consultant](/JobTypes/Compliance_Consultant)
- [Engagement Manager](/JobTypes/Engagement_Manager)
- [Regulatory Affairs Specialist](/JobTypes/Regulatory_Affairs_Specialist)
**Demands Service**:
- [Regulatory Database Subscription](/CompanyTypes/Compliance_Consulting_Firm/Services/Regulatory_Database_Subscription)
- [Legal Advisory](/CompanyTypes/Compliance_Consulting_Firm/Services/Legal_Advisory)
- [Compliance Software Licensing](/CompanyTypes/Compliance_Consulting_Firm/Services/Compliance_Software_Licensing)
- [Continuing Education](/CompanyTypes/Compliance_Consulting_Firm/Services/Continuing_Education)
**Serves Industry**:
- [Financial Services](/CompanyTypes/Compliance_Consulting_Firm/Industries/Financial_Services)
- [Healthcare](/CompanyTypes/Compliance_Consulting_Firm/Industries/Healthcare)
- [Energy](/CompanyTypes/Compliance_Consulting_Firm/Industries/Energy)
- [Technology](/CompanyTypes/Compliance_Consulting_Firm/Industries/Technology)
**Provides Service**:
- [Compliance Consulting](/CompanyTypes/Compliance_Consulting_Firm/Services/Compliance_Consulting)
- [Program Implementation](/CompanyTypes/Compliance_Consulting_Firm/Services/Program_Implementation)
- [Risk Assessment](/CompanyTypes/Compliance_Consulting_Firm/Services/Risk_Assessment)
**Operational Model**: [Team Owned](/OperationalModel/Team_Owned)
**Signature Process**:
- [Compliance Program Design](/Processes/Compliance_Program_Design)
- [Remediation Project Management](/Processes/Remediation_Project_Management)
- [Enterprise Risk Assessment](/Processes/Enterprise_Risk_Assessment)
- [Regulatory Change Management](/Processes/Regulatory_Change_Management)
**Outsources Process**:
- [Legal Opinion](/Processes/Legal_Opinion)
- [Software Implementation](/Processes/Software_Implementation)
**Forward Integrates Into**:
- [Risk Advisory Firm](/CompanyTypes/Risk_Advisory_Firm)

## Neighborhood

### Related (outsourced to)

- [Wealth Management Firm](/CompanyTypes/Wealth_Management_Firm) — outsourced to · CompanyTypes
- [Brokerage Firms](/CompanyTypes/Brokerage_Firms) — outsourced to · CompanyTypes
- [Commodity Trading Advisor](/CompanyTypes/Commodity_Trading_Advisor) — outsourced to · CompanyTypes
- [Commodity Brokerage](/CompanyTypes/Commodity_Brokerage) — outsourced to · CompanyTypes
- [Commodity Broker](/CompanyTypes/Commodity_Broker) — outsourced to · CompanyTypes
- [Banking Partner](/CompanyTypes/Banking_Partner) — outsourced to · CompanyTypes
- [Mortgage Broker](/CompanyTypes/Mortgage_Broker) — outsourced to · CompanyTypes
- [Commodity Advisory Firm](/CompanyTypes/Commodity_Advisory_Firm) — outsourced to · CompanyTypes
- [Broker Dealer](/CompanyTypes/Broker_Dealer) — outsourced to · CompanyTypes
- [Warranty Administration Company](/CompanyTypes/Warranty_Administration_Company) — outsourced to · CompanyTypes
- [Loan Brokerage](/CompanyTypes/Loan_Brokerage) — outsourced to · CompanyTypes
- [Investment Research Firm](/CompanyTypes/Investment_Research_Firm) — outsourced to · CompanyTypes
- [Short-Term Cash Advance Lenders](/CompanyTypes/Short-Term_Cash_Advance_Lenders) — outsourced to · CompanyTypes
- [Regional Wealth Management Firm](/CompanyTypes/Regional_Wealth_Management_Firm) — outsourced to · CompanyTypes
- [Quantitative Research Firm](/CompanyTypes/Quantitative_Research_Firm) — outsourced to · CompanyTypes
- [Placement Agent](/CompanyTypes/Placement_Agent) — outsourced to · CompanyTypes
- [Investment Management Firm](/CompanyTypes/Investment_Management_Firm) — outsourced to · CompanyTypes
- [Investment Advisory Firms](/CompanyTypes/Investment_Advisory_Firms) — outsourced to · CompanyTypes
- [Investment Advisory Firm](/CompanyTypes/Investment_Advisory_Firm) — outsourced to · CompanyTypes
- [Institutional Specialist](/CompanyTypes/Institutional_Specialist) — outsourced to · CompanyTypes
- [Financial Advisory Firms](/CompanyTypes/Financial_Advisory_Firms) — outsourced to · CompanyTypes
- [Financial Advisory Firm](/CompanyTypes/Financial_Advisory_Firm) — outsourced to · CompanyTypes
- [Foreign Exchange Broker](/CompanyTypes/Foreign_Exchange_Broker) — outsourced to · CompanyTypes
- [Boutique Asset Manager](/CompanyTypes/Boutique_Asset_Manager) — outsourced to · CompanyTypes
- [Boutique Mortgage Brokerage](/CompanyTypes/Boutique_Mortgage_Brokerage) — outsourced to · CompanyTypes
- [Community Savings Institutions](/CompanyTypes/Community_Savings_Institutions) — outsourced to · CompanyTypes
- [Review offering documents or marketing materials to ensure regulatory compliance.](/Tasks/Review_offering_documents_or_marketing_materials_to_ensure_regulatory_compliance.) — outsourced to · Tasks
- [Monitor compliance systems to ensure their effectiveness.](/Tasks/Monitor_compliance_systems_to_ensure_their_effectiveness.) — outsourced to · Tasks
- [Coordinate safety or regulatory compliance activities.](/Activities/Coordinate_safety_or_regulatory_compliance_activities.) — outsourced to · Activities
- [Disseminate written policies and procedures related to compliance activities.](/Tasks/Disseminate_written_policies_and_procedures_related_to_compliance_activities.) — outsourced to · Tasks
- [Formulate or implement regulatory affairs policies and procedures to ensure that regulatory complian...](/Tasks/Formulate_or_implement_regulatory_affairs_policies_and_procedures_to_ensure_that_regulatory_complian...) — outsourced to · Tasks
- [Maintain documentation of compliance activities, such as complaints received or investigation outcom...](/Tasks/Maintain_documentation_of_compliance_activities,_such_as_complaints_received_or_investigation_outcom...) — outsourced to · Tasks
- [Collect and report data on topics, such as patient encounters or inter-institutional problems, makin...](/Tasks/Collect_and_report_data_on_topics,_such_as_patient_encounters_or_inter-institutional_problems,_makin...) — outsourced to · Tasks
- [Verify that all firm and regulatory policies and procedures have been documented, implemented, and c...](/Tasks/Verify_that_all_firm_and_regulatory_policies_and_procedures_have_been_documented,_implemented,_and_c...) — outsourced to · Tasks
- [Conduct mandatory and elective reviews](/Processes/Conduct_mandatory_and_elective_reviews) — outsourced to · Processes
- [Assess process compliance](/Processes/Assess_process_compliance) — outsourced to · Processes
- [Monitor ethical behavior across the organization](/Processes/Monitor_ethical_behavior_across_the_organization) — outsourced to · Processes
- [Lead nursing department implementation of, or compliance with, regulatory or accreditation processes...](/Tasks/Lead_nursing_department_implementation_of,_or_compliance_with,_regulatory_or_accreditation_processes...) — outsourced to · Tasks
- [Monitor funeral service operations to ensure that they comply with applicable policies, regulations,...](/Tasks/Monitor_funeral_service_operations_to_ensure_that_they_comply_with_applicable_policies,_regulations,...) — outsourced to · Tasks
- [Review communications such as securities sales advertising to ensure there are no violations of stan...](/Tasks/Review_communications_such_as_securities_sales_advertising_to_ensure_there_are_no_violations_of_stan...) — outsourced to · Tasks
- [Provide new-employee health and safety orientations and develop materials for these presentations.](/Tasks/Provide_new-employee_health_and_safety_orientations_and_develop_materials_for_these_presentations.) — outsourced to · Tasks
- [Examine credentials, licenses, or permits to ensure compliance with licensing requirements.](/Tasks/Examine_credentials,_licenses,_or_permits_to_ensure_compliance_with_licensing_requirements.) — outsourced to · Tasks
- [Prepare regulatory or compliance documentation.](/Activities/Prepare_regulatory_or_compliance_documentation.) — outsourced to · Activities
- [Monitor operations to ensure compliance with safety or security policies or regulations.](/Activities/Monitor_operations_to_ensure_compliance_with_safety_or_security_policies_or_regulations.) — outsourced to · Activities
- [Monitor operational activities to ensure compliance with regulations or standard operating procedures.](/Activities/Monitor_operational_activities_to_ensure_compliance_with_regulations_or_standard_operating_procedures.) — outsourced to · Activities
- [Examine documents to verify adherence to requirements.](/Activities/Examine_documents_to_verify_adherence_to_requirements.) — outsourced to · Activities
- [Establish monitoring frequency](/Processes/Establish_monitoring_frequency) — outsourced to · Processes
- [Ensure compliance with legal policies and procedures](/Processes/Ensure_compliance_with_legal_policies_and_procedures) — outsourced to · Processes
- [Advise internal management or business partners on the implementation or operation of compliance pro...](/Tasks/Advise_internal_management_or_business_partners_on_the_implementation_or_operation_of_compliance_pro...) — outsourced to · Tasks
- [Enforce rules or regulations.](/Activities/Enforce_rules_or_regulations.) — outsourced to · Activities
- [Read through contracts, regulations, and procedural guidelines to ensure comprehension and complianc...](/Tasks/Read_through_contracts,_regulations,_and_procedural_guidelines_to_ensure_comprehension_and_complianc...) — outsourced to · Tasks
- [Coordinate regulatory compliance activities.](/Activities/Coordinate_regulatory_compliance_activities.) — outsourced to · Activities
- [Verify regulatory compliance of transaction reporting.](/Tasks/Verify_regulatory_compliance_of_transaction_reporting.) — outsourced to · Tasks
- [Establish and enforce rules for behavior and procedures for maintaining order.](/Tasks/Establish_and_enforce_rules_for_behavior_and_procedures_for_maintaining_order.) — outsourced to · Tasks
- [Direct the development or implementation of policies and procedures related to compliance throughout...](/Tasks/Direct_the_development_or_implementation_of_policies_and_procedures_related_to_compliance_throughout...) — outsourced to · Tasks
- [Examine materials or documentation for accuracy or compliance.](/Activities/Examine_materials_or_documentation_for_accuracy_or_compliance.) — outsourced to · Activities
- [Inspect industrial or municipal facilities or programs to evaluate operational effectiveness or ensu...](/Tasks/Inspect_industrial_or_municipal_facilities_or_programs_to_evaluate_operational_effectiveness_or_ensu...) — outsourced to · Tasks
- [Adhere to local, state, and federal laws, regulations, and statutes.](/Tasks/Adhere_to_local,_state,_and_federal_laws,_regulations,_and_statutes.) — outsourced to · Tasks
- [Independent Broker-Dealers](/CompanyTypes/Independent_Broker-Dealers) — outsourced to · CompanyTypes
- [Coordinate, monitor, or revise complaint procedures to ensure timely processing and review of compla...](/Tasks/Coordinate,_monitor,_or_revise_complaint_procedures_to_ensure_timely_processing_and_review_of_compla...) — outsourced to · Tasks
- [Maintain current knowledge of organizational policies and procedures, federal and state policies and...](/Tasks/Maintain_current_knowledge_of_organizational_policies_and_procedures,_federal_and_state_policies_and...) — outsourced to · Tasks
- [Monitor follow-up actions in cases where violations were found, and review compliance monitoring rep...](/Tasks/Monitor_follow-up_actions_in_cases_where_violations_were_found,_and_review_compliance_monitoring_rep...) — outsourced to · Tasks
- [Prepare and submit compliance, operational, and safety forms or reports.](/Tasks/Prepare_and_submit_compliance,_operational,_and_safety_forms_or_reports.) — outsourced to · Tasks
- [Monitor regulatory activity to maintain compliance with records and document management laws.](/Tasks/Monitor_regulatory_activity_to_maintain_compliance_with_records_and_document_management_laws.) — outsourced to · Tasks
- [Interpret legal requirements, provide safety information, or recommend compliance procedures to cont...](/Tasks/Interpret_legal_requirements,_provide_safety_information,_or_recommend_compliance_procedures_to_cont...) — outsourced to · Tasks
- [Investigate incidents or violations, such as delays, accidents, and equipment failures.](/Tasks/Investigate_incidents_or_violations,_such_as_delays,_accidents,_and_equipment_failures.) — outsourced to · Tasks
- [Manage certification documentation](/Processes/Manage_certification_documentation) — outsourced to · Processes
- [Investigate activities of institutions to enforce laws and regulations and to ensure legality of tra...](/Tasks/Investigate_activities_of_institutions_to_enforce_laws_and_regulations_and_to_ensure_legality_of_tra...) — outsourced to · Tasks
- [Review documents or materials for compliance with policies or regulations.](/Activities/Review_documents_or_materials_for_compliance_with_policies_or_regulations.) — outsourced to · Activities
- [Prepare environmental permit applications or compliance reports.](/Tasks/Prepare_environmental_permit_applications_or_compliance_reports.) — outsourced to · Tasks
- [Report disclosure (industry regulations) and internal reporting](/Processes/Report_disclosure_(industry_regulations)_and_internal_reporting) — outsourced to · Processes
- [Report and resolve violations](/Processes/Report_and_resolve_violations) — outsourced to · Processes
- [Identify actions needed to bring properties or facilities into compliance with regulations.](/Activities/Identify_actions_needed_to_bring_properties_or_facilities_into_compliance_with_regulations.) — outsourced to · Activities
- [Prepare management reports regarding compliance operations and progress.](/Tasks/Prepare_management_reports_regarding_compliance_operations_and_progress.) — outsourced to · Tasks
- [Disclose merchant information and terms and policies of transactions in online or offline materials.](/Tasks/Disclose_merchant_information_and_terms_and_policies_of_transactions_in_online_or_offline_materials.) — outsourced to · Tasks
- [Process permit application](/Processes/Process_permit_application) — outsourced to · Processes
- [Monitor activities of individuals to ensure safety or compliance with rules.](/Activities/Monitor_activities_of_individuals_to_ensure_safety_or_compliance_with_rules.) — outsourced to · Activities
- [Review all securities transactions to ensure accuracy of information and conformance to governing ag...](/Tasks/Review_all_securities_transactions_to_ensure_accuracy_of_information_and_conformance_to_governing_ag...) — outsourced to · Tasks
- [Check work completed by loan officers, attorneys, or other professionals to ensure that it is perfor...](/Tasks/Check_work_completed_by_loan_officers,_attorneys,_or_other_professionals_to_ensure_that_it_is_perfor...) — outsourced to · Tasks
- [Recommend remedial procedures to correct any violations found during inspections.](/Tasks/Recommend_remedial_procedures_to_correct_any_violations_found_during_inspections.) — outsourced to · Tasks
- [Verify that transportation and handling procedures meet regulatory requirements.](/Tasks/Verify_that_transportation_and_handling_procedures_meet_regulatory_requirements.) — outsourced to · Tasks
- [Supervise technicians' work activities to ensure that equipment is operated in accordance with polic...](/Tasks/Supervise_technicians'_work_activities_to_ensure_that_equipment_is_operated_in_accordance_with_polic...) — outsourced to · Tasks
- [Establish procedures for custody or control of assets, records, loan collateral, or securities to en...](/Tasks/Establish_procedures_for_custody_or_control_of_assets,_records,_loan_collateral,_or_securities_to_en...) — outsourced to · Tasks
- [Complete documentation required by programs or regulations.](/Activities/Complete_documentation_required_by_programs_or_regulations.) — outsourced to · Activities
- [Liaise with external certification authorities](/Processes/Liaise_with_external_certification_authorities) — outsourced to · Processes
- [Determine anticipated compliance to materials policies](/Processes/Determine_anticipated_compliance_to_materials_policies) — outsourced to · Processes
- [Determine and evaluate IT regulatory and audit requirements](/Processes/Determine_and_evaluate_IT_regulatory_and_audit_requirements) — outsourced to · Processes
- [Perform regulatory requirements](/Processes/Perform_regulatory_requirements) — outsourced to · Processes
- [Plan and initiate compliance program](/Processes/Plan_and_initiate_compliance_program) — outsourced to · Processes
- [Perform compliance audit](/Processes/Perform_compliance_audit) — outsourced to · Processes
- [Operate compliance function](/Processes/Operate_compliance_function) — outsourced to · Processes
- [Monitor regulatory environment](/Processes/Monitor_regulatory_environment) — outsourced to · Processes
- [Monitor compliance with assessment procedures](/Processes/Monitor_compliance_with_assessment_procedures) — outsourced to · Processes
- [Monitor compliance](/Processes/Monitor_compliance) — outsourced to · Processes
- [Manage regulatory requirements and compliance](/Processes/Manage_regulatory_requirements_and_compliance) — outsourced to · Processes
- [Manage regulatory compliance](/Processes/Manage_regulatory_compliance) — outsourced to · Processes
- [Manage retail story regulatory compliance](/Processes/Manage_retail_story_regulatory_compliance) — outsourced to · Processes
- [Manage key capabilities of compliance function](/Processes/Manage_key_capabilities_of_compliance_function) — outsourced to · Processes
- [Manage compliance](/Processes/Manage_compliance) — outsourced to · Processes
- [Manage ethics policies and procedures](/Processes/Manage_ethics_policies_and_procedures) — outsourced to · Processes
- [Manage certification process](/Processes/Manage_certification_process) — outsourced to · Processes
- [Manage and monitor compliance function](/Processes/Manage_and_monitor_compliance_function) — outsourced to · Processes
- [Maintain rules and policies](/Processes/Maintain_rules_and_policies) — outsourced to · Processes
- [Maintain records for regulatory agencies](/Processes/Maintain_records_for_regulatory_agencies) — outsourced to · Processes
- [Initiate and monitor regulatory compliance projects](/Processes/Initiate_and_monitor_regulatory_compliance_projects) — outsourced to · Processes
- [Implement missing or stronger regulatory compliance controls and policies](/Processes/Implement_missing_or_stronger_regulatory_compliance_controls_and_policies) — outsourced to · Processes
- [Implement enterprise compliance activities](/Processes/Implement_enterprise_compliance_activities) — outsourced to · Processes
- [Identify a confidential method to report breaches in ethical behavior](/Processes/Identify_a_confidential_method_to_report_breaches_in_ethical_behavior) — outsourced to · Processes
- [Execute compliance program](/Processes/Execute_compliance_program) — outsourced to · Processes
- [Establish sales compliance standards based on internal and external regulations](/Processes/Establish_sales_compliance_standards_based_on_internal_and_external_regulations) — outsourced to · Processes
- [Ensure compliance](/Processes/Ensure_compliance) — outsourced to · Processes
- [Establish and manage plans to comply with HIPAA and other customer regulations](/Processes/Establish_and_manage_plans_to_comply_with_HIPAA_and_other_customer_regulations) — outsourced to · Processes
- [Establish compliance objectives](/Processes/Establish_compliance_objectives) — outsourced to · Processes
- [Establish compliance framework and policies](/Processes/Establish_compliance_framework_and_policies) — outsourced to · Processes
- [Develop the regulatory compliance strategy](/Processes/Develop_the_regulatory_compliance_strategy) — outsourced to · Processes
- [Develop service policies and procedures](/Processes/Develop_service_policies_and_procedures) — outsourced to · Processes
- [Develop enterprise compliance policies and procedures](/Processes/Develop_enterprise_compliance_policies_and_procedures) — outsourced to · Processes
- [Create vehicle hazardous substance management system](/Processes/Create_vehicle_hazardous_substance_management_system) — outsourced to · Processes
- [Conduct mandatory and elective external reviews](/Processes/Conduct_mandatory_and_elective_external_reviews) — outsourced to · Processes
- [Assess IT regulatory and confidentiality requirements and policies](/Processes/Assess_IT_regulatory_and_confidentiality_requirements_and_policies) — outsourced to · Processes
- [Assess operational compliance to process controls](/Processes/Assess_operational_compliance_to_process_controls) — outsourced to · Processes
- [Assess current compliance position and identify weaknesses or shortfalls therein](/Processes/Assess_current_compliance_position_and_identify_weaknesses_or_shortfalls_therein) — outsourced to · Processes

### Related (forward integrates into)

- [Reporting Service Provider](/CompanyTypes/Reporting_Service_Provider) — forward integrates into · CompanyTypes
- [Assurance Provider](/CompanyTypes/Assurance_Provider) — forward integrates into · CompanyTypes
- [Legal Advisory Firm](/CompanyTypes/Legal_Advisory_Firm) — forward integrates into · CompanyTypes
- [Compliance Consultancy](/CompanyTypes/Compliance_Consultancy) — forward integrates into · CompanyTypes
- [Compliance Advisory Firm](/CompanyTypes/Compliance_Advisory_Firm) — forward integrates into · CompanyTypes
- [Compliance Services Firm](/CompanyTypes/Compliance_Services_Firm) — forward integrates into · CompanyTypes
- [Compliance Advisory Firms](/CompanyTypes/Compliance_Advisory_Firms) — forward integrates into · CompanyTypes
- [Regulatory Reporting Service Providers](/CompanyTypes/Regulatory_Reporting_Service_Providers) — forward integrates into · CompanyTypes
- [Regulatory Reporting Service Provider](/CompanyTypes/Regulatory_Reporting_Service_Provider) — forward integrates into · CompanyTypes
- [Regulatory Reporting Provider](/CompanyTypes/Regulatory_Reporting_Provider) — forward integrates into · CompanyTypes
- [Compliance Training Vendor](/CompanyTypes/Compliance_Training_Vendor) — forward integrates into · CompanyTypes
- [Compliance & Regulatory Training Specialists](/CompanyTypes/Compliance_&_Regulatory_Training_Specialists) — forward integrates into · CompanyTypes

### Supplied by

- [Whistleblower Hotline Provider](/CompanyTypes/Whistleblower_Hotline_Provider) — supplies to · CompanyTypes
- [Compliance Software Vendor](/CompanyTypes/Compliance_Software_Vendor) — supplies to · CompanyTypes
- [GRC Software Provider](/CompanyTypes/GRC_Software_Provider) — supplies to · CompanyTypes
- [Regulatory Publishing Vendor](/CompanyTypes/Regulatory_Publishing_Vendor) — supplies to · CompanyTypes
- [Regulatory Intelligence Provider](/CompanyTypes/Regulatory_Intelligence_Provider) — supplies to · CompanyTypes

### What it supplies

- [Trading Advisory Firm](/CompanyTypes/Trading_Advisory_Firm) — supplied by · CompanyTypes

### Where it's applied

- [AI Regulatory Mapping](/Opportunities/AI_Regulatory_Mapping) — applies thesis · Opportunities

### Industries where this operates

- [Regulatory Advisory Services](/Industries/Regulatory_Advisory_Services) — operates in · Industries
- [Regulatory Compliance Services](/Industries/Regulatory_Compliance_Services) — operates in · Industries
- [Management Consulting Services](/Industries/Management_Consulting_Services) — operates in · Industries
- [Professional, Scientific, and Technical Services](/Industries/Professional,_Scientific,_and_Technical_Services) — operates in · Industries

### Serves industry

- [Pharmaceutical Manufacturing](/Industries/Pharmaceutical_Manufacturing) — serves industry · Industries
- [Commercial Banking](/Industries/Commercial_Banking) — serves industry · Industries
- [Energy Industry](/Industries/Energy_Industry) — serves industry · Industries
- [Pharmaceutical and Medicine Manufacturing](/Industries/Pharmaceutical_and_Medicine_Manufacturing) — serves industry · Industries
- [Health Care Services](/Industries/Health_Care_Services) — serves industry · Industries
- [Technology](/Industries/Technology) — serves industry · Industries
- [Financial Services](/Industries/Financial_Services) — serves industry · Industries
- [Manufacturing](/Industries/Manufacturing) — serves industry · Industries
- [Finance and Insurance](/Industries/Finance_and_Insurance) — serves industry · Industries
- [Health Care and Social Assistance](/Industries/Health_Care_and_Social_Assistance) — serves industry · Industries
- [Information](/Industries/Information) — serves industry · Industries

### Uses tool

- [Computer projectors](/Products/Computer_projectors) — uses tool · Products
- [Workstations](/Products/Workstations) — uses tool · Products
- [Document Scanners](/Products/Document_Scanners) — uses tool · Products
- [Computing Workstation](/Products/Computing_Workstation) — uses tool · Products
- [Secure Document Imaging Scanners](/Products/Secure_Document_Imaging_Scanners) — uses tool · Products
- [Policy Management Software](/Products/Policy_Management_Software) — uses tool · Products
- [Risk Assessment Software](/Products/Risk_Assessment_Software) — uses tool · Products
- [Issue Tracking System](/Products/Issue_Tracking_System) — uses tool · Products
- [Control Testing Workpapers](/Products/Control_Testing_Workpapers) — uses tool · Products
- [GRC Platform](/Products/GRC_Platform) — uses tool · Products

### Provides

- [Regulatory Remediation Advisory](/Services/Regulatory_Remediation_Advisory) — provides · Services
- [Risk or hazard assessment](/Services/Risk_or_hazard_assessment) — provides · Services
- [Compliance Gap Assessment](/Services/Compliance_Gap_Assessment) — provides · Services
- [Compliance Advisory Services](/Services/Compliance_Advisory_Services) — provides · Services
- [Program Implementation](/Services/Program_Implementation) — provides · Services
- [Regulatory Risk Assessment](/Services/Regulatory_Risk_Assessment) — provides · Services
- [Compliance Program Consulting](/Services/Compliance_Program_Consulting) — provides · Services
- [Compliance Remediation](/Services/Compliance_Remediation) — provides · Services
- [Compliance Program Implementation](/Services/Compliance_Program_Implementation) — provides · Services
- [Compliance System Implementation Service](/Services/Compliance_System_Implementation_Service) — provides · Services
- [Examination Support Service](/Services/Examination_Support_Service) — provides · Services

### Demands service

- [Regulatory Data Subscriptions](/Services/Regulatory_Data_Subscriptions) — demands service · Services
- [Regulatory Counsel](/Services/Regulatory_Counsel) — demands service · Services
- [Staff recruiting services](/Services/Staff_recruiting_services) — demands service · Services
- [Professional indemnity insurance](/Services/Professional_indemnity_insurance) — demands service · Services
- [GRC Platform Licensing](/Services/GRC_Platform_Licensing) — demands service · Services
- [Compliance Software](/Services/Compliance_Software) — demands service · Services
- [Contract staffing](/Services/Contract_staffing) — demands service · Services
- [Cloud-based infrastructure as a service](/Services/Cloud-based_infrastructure_as_a_service) — demands service · Services
- [Continuing Education](/Services/Continuing_Education) — demands service · Services
- [Legal Advisory](/Services/Legal_Advisory) — demands service · Services
- [Audit Support](/Services/Audit_Support) — demands service · Services
- [Regulatory Intelligence Data Licensing](/Services/Regulatory_Intelligence_Data_Licensing) — demands service · Services

### Core activity

- [Diagnose client gaps against applicable standards and regulations](/Activities/Diagnose_client_gaps_against_applicable_standards_and_regulations) — core activity · Activities
- [Conducting Enterprise Risk Assessments](/Activities/Conducting_Enterprise_Risk_Assessments) — core activity · Activities
- [Leading Regulatory Remediation Projects](/Activities/Leading_Regulatory_Remediation_Projects) — core activity · Activities
- [Advising Boards On Compliance Risk](/Activities/Advising_Boards_On_Compliance_Risk) — core activity · Activities
- [Designing and Implementing Compliance Programs](/Activities/Designing_and_Implementing_Compliance_Programs) — core activity · Activities
- [Assessing Regulatory Risk](/Activities/Assessing_Regulatory_Risk) — core activity · Activities
- [Remediating Compliance Gaps](/Activities/Remediating_Compliance_Gaps) — core activity · Activities
- [Running Compliance Monitoring Programs](/Activities/Running_Compliance_Monitoring_Programs) — core activity · Activities
- [Remediating Regulatory Findings](/Activities/Remediating_Regulatory_Findings) — core activity · Activities
- [Implementing Compliance Management Systems](/Activities/Implementing_Compliance_Management_Systems) — core activity · Activities
- [Coaching Client Teams Through Regulator Examinations](/Activities/Coaching_Client_Teams_Through_Regulator_Examinations) — core activity · Activities

### Outsources process

- [Software Solution Implementation](/Processes/Software_Solution_Implementation) — outsources process · Processes
- [IT and Software Hosting](/Processes/IT_and_Software_Hosting) — outsources process · Processes
- [Software Product Development](/Processes/Software_Product_Development) — outsources process · Processes
- [Legal Advisory and Opinion Drafting](/Processes/Legal_Advisory_and_Opinion_Drafting) — outsources process · Processes
- [Technical Support and Helpdesk](/Processes/Technical_Support_and_Helpdesk) — outsources process · Processes
- [Bookkeeping services](/Processes/Bookkeeping_services) — outsources process · Processes
- [Specialist Legal Review](/Processes/Specialist_Legal_Review) — outsources process · Processes
- [Staff Augmentation](/Processes/Staff_Augmentation) — outsources process · Processes

### Signature process

- [Control Effectiveness Review](/Processes/Control_Effectiveness_Review) — signature process · Processes
- [Service and Monitoring Setup](/Processes/Service_and_Monitoring_Setup) — signature process · Processes
- [Remedial Action Project Management](/Processes/Remedial_Action_Project_Management) — signature process · Processes
- [Compliance Remediation](/Processes/Compliance_Remediation) — signature process · Processes
- [Control Framework Design](/Processes/Control_Framework_Design) — signature process · Processes
- [Regulatory Compliance Gap Analysis](/Processes/Regulatory_Compliance_Gap_Analysis) — signature process · Processes
- [Compliance Program Design](/Processes/Compliance_Program_Design) — signature process · Processes
- [Enterprise Risk Assessment](/Processes/Enterprise_Risk_Assessment) — signature process · Processes
- [Regulatory Change Management](/Processes/Regulatory_Change_Management) — signature process · Processes
- [CMS Implementation](/Processes/CMS_Implementation) — signature process · Processes
- [Assess current compliance position, and identify weaknesses or shortfalls](/Processes/Assess_current_compliance_position,_and_identify_weaknesses_or_shortfalls) — signature process · Processes
- [Examination Response Coaching](/Processes/Examination_Response_Coaching) — signature process · Processes
- [Policy and Procedure Drafting](/Processes/Policy_and_Procedure_Drafting) — signature process · Processes

### Signature role

- [Regulatory Affairs Specialist](/JobTypes/Regulatory_Affairs_Specialist) — signature role · JobTypes
- [Regulatory Risk Analyst](/JobTypes/Regulatory_Risk_Analyst) — signature role · JobTypes
- [Former Regulator Advisor](/JobTypes/Former_Regulator_Advisor) — signature role · JobTypes
- [Compliance Consultant](/JobTypes/Compliance_Consultant) — signature role · JobTypes
- [Engagement Manager](/JobTypes/Engagement_Manager) — signature role · JobTypes

### Supplied by

- [Regulatory Data Publisher](/CompanyTypes/Regulatory_Data_Publisher) — supplied by · CompanyTypes
- [Law Firm](/CompanyTypes/Law_Firm) — supplied by · CompanyTypes
- [Staffing Agency](/CompanyTypes/Staffing_Agency) — supplied by · CompanyTypes
- [GRC Software Vendor](/CompanyTypes/GRC_Software_Vendor) — supplied by · CompanyTypes
- [Legal Publisher](/CompanyTypes/Legal_Publisher) — supplied by · CompanyTypes

### Outsourced to

- [Bookkeeping Firm](/CompanyTypes/Bookkeeping_Firm) — outsourced to · CompanyTypes
- [Managed IT Services Provider](/CompanyTypes/Managed_IT_Services_Provider) — outsourced to · CompanyTypes

### Supplies to

- [Chief Compliance Officer](/CompanyTypes/Chief_Compliance_Officer) — supplies to · CompanyTypes
- [Corporate Compliance Department](/CompanyTypes/Corporate_Compliance_Department) — supplies to · CompanyTypes
- [Pharmaceutical Manufacturer](/CompanyTypes/Pharmaceutical_Manufacturer) — supplies to · CompanyTypes
- [Bank](/CompanyTypes/Bank) — supplies to · CompanyTypes
- [Credit Union](/CompanyTypes/Credit_Union) — supplies to · CompanyTypes
- [Health Plan](/CompanyTypes/Health_Plan) — supplies to · CompanyTypes
- [Utility Operator](/CompanyTypes/Utility_Operator) — supplies to · CompanyTypes

### Has governance model

- [Committee](/DecisionStructure/Committee) — has governance model · DecisionStructure
- [Owner Decides](/DecisionStructure/Owner_Decides) — has governance model · DecisionStructure

### Has size

- [Mid Market](/CompanySize/Mid_Market) — has size · CompanySize
- [Small](/CompanySize/Small) — has size · CompanySize

### Forward integrates into

- [Risk Advisory Firm](/CompanyTypes/Risk_Advisory_Firm) — forward integrates into · CompanyTypes
- [Compliance Auditing Firm](/CompanyTypes/Compliance_Auditing_Firm) — forward integrates into · CompanyTypes

### Has operational model

- [Team Owned](/OperationalModel/Team_Owned) — has operational model · OperationalModel

### Problems this exposes

- [regulatory text changes outpace the manual gap-analysis against each client's control set](/Problems/regulatory_text_changes_outpace_the_manual_gap-analysis_against_each_client's_control_set) — exposes problem · Problems
- [advice liability when a misread control mapping passes an audit it shouldn't have](/Problems/advice_liability_when_a_misread_control_mapping_passes_an_audit_it_shouldn't_have) — exposes problem · Problems
- [billable hours sunk into re-reading frameworks (SOC2, ISO 27001, HIPAA) that overlap 70%](/Problems/billable_hours_sunk_into_re-reading_frameworks_(SOC2,_ISO_27001,_HIPAA)_that_overlap_70%25) — exposes problem · Problems
- [evidence collection for an audit relies on chasing client screenshots over email](/Problems/evidence_collection_for_an_audit_relies_on_chasing_client_screenshots_over_email) — exposes problem · Problems