# Audit Firm

*/CompanyTypes/Audit_Firm*

## Company Type Bmc Profile

**Size**: [Small](/CompanySize/Small)
**Uses Tool**:
- [Audit Workpaper Binder](/CompanyTypes/Audit_Firm/Products/Audit_Workpaper_Binder)
- [Sampling Calculator](/CompanyTypes/Audit_Firm/Products/Sampling_Calculator)
- [Confirmation Mailing System](/CompanyTypes/Audit_Firm/Products/Confirmation_Mailing_System)
- [Laptop Workstation](/CompanyTypes/Audit_Firm/Products/Laptop_Workstation)
**Governance**: [Committee](/DecisionStructure/Committee)
**Operates In**:
- [Professional Scientific and Technical Services](/CompanyTypes/Audit_Firm/Industries/Professional_Scientific_and_Technical_Services)
**Supplied By**:
- [Audit Software Vendor](/CompanyTypes/Audit_Software_Vendor)
- [Professional Education Provider](/CompanyTypes/Professional_Education_Provider)
- [Actuarial Consulting Firm](/CompanyTypes/Actuarial_Consulting_Firm)
**Supplies To**:
- [Bank](/CompanyTypes/Bank)
- [Private Equity Firm](/CompanyTypes/Private_Equity_Firm)
- [Nonprofit Organization](/CompanyTypes/Nonprofit_Organization)
- [Publicly Traded Company](/CompanyTypes/Publicly_Traded_Company)
**Designation**: none
**Core Activity**:
- [Auditing Financial Statements for GAAP Compliance](/Activities/Auditing_Financial_Statements_for_GAAP_Compliance)
- [Testing Internal Controls Over Financial Reporting](/Activities/Testing_Internal_Controls_Over_Financial_Reporting)
- [Issuing Independent Audit Opinions](/Activities/Issuing_Independent_Audit_Opinions)
- [Performing Substantive Testing of Account Balances](/Activities/Performing_Substantive_Testing_of_Account_Balances)
**Outsourced To**:
- [Managed IT Services Provider](/CompanyTypes/Managed_IT_Services_Provider)
- [Actuarial Consulting Firm](/CompanyTypes/Actuarial_Consulting_Firm)
**Signature Role**:
- [Audit Partner](/JobTypes/Audit_Partner)
- [Audit Manager](/JobTypes/Audit_Manager)
- [Staff Auditor](/JobTypes/Staff_Auditor)
- [Engagement Quality Reviewer](/JobTypes/Engagement_Quality_Reviewer)
**Demands Service**:
- [Professional Liability Insurance](/CompanyTypes/Audit_Firm/Services/Professional_Liability_Insurance)
- [Audit Software Licensing](/CompanyTypes/Audit_Firm/Services/Audit_Software_Licensing)
- [Continuing Professional Education](/CompanyTypes/Audit_Firm/Services/Continuing_Professional_Education)
- [Actuarial Valuation Services](/CompanyTypes/Audit_Firm/Services/Actuarial_Valuation_Services)
**Serves Industry**:
- [Financial Services](/CompanyTypes/Audit_Firm/Industries/Financial_Services)
- [Manufacturing](/CompanyTypes/Audit_Firm/Industries/Manufacturing)
- [Nonprofit Sector](/CompanyTypes/Audit_Firm/Industries/Nonprofit_Sector)
- [Healthcare](/CompanyTypes/Audit_Firm/Industries/Healthcare)
**Provides Service**:
- [Financial Statement Audit](/CompanyTypes/Audit_Firm/Services/Financial_Statement_Audit)
- [Internal Control Attestation](/CompanyTypes/Audit_Firm/Services/Internal_Control_Attestation)
- [Review and Compilation Engagements](/CompanyTypes/Audit_Firm/Services/Review_and_Compilation_Engagements)
- [Employee Benefit Plan Audit](/CompanyTypes/Audit_Firm/Services/Employee_Benefit_Plan_Audit)
**Operational Model**: [Team Owned](/OperationalModel/Team_Owned)
**Signature Process**:
- [Audit Planning and Risk Assessment](/Processes/Audit_Planning_and_Risk_Assessment)
- [Internal Control Walkthrough and Testing](/Processes/Internal_Control_Walkthrough_and_Testing)
- [Substantive Audit Fieldwork](/Processes/Substantive_Audit_Fieldwork)
- [Audit Opinion Drafting and Partner Review](/Processes/Audit_Opinion_Drafting_and_Partner_Review)
- [Engagement Quality Review](/Processes/Engagement_Quality_Review)
**Outsources Process**:
- [IT Infrastructure Management](/Processes/IT_Infrastructure_Management)
- [Marketing Campaign Execution](/Processes/Marketing_Campaign_Execution)
- [Actuarial Valuation](/Processes/Actuarial_Valuation)
**Holds Accreditation**:
- CPA Firm License
- PCAOB Registration
**Forward Integrates Into**:
- [Accounting Advisory Firm](/CompanyTypes/Accounting_Advisory_Firm)

## Neighborhood

### Who names this competitor

- [GRC Software Vendor](/CompanyTypes/GRC_Software_Vendor) — competes with · CompanyTypes

### Related (outsourced to)

- [Portfolio Administration Services Provider](/CompanyTypes/Portfolio_Administration_Services_Provider) — outsourced to · CompanyTypes
- [Bank](/CompanyTypes/Bank) — outsourced to · CompanyTypes
- [Certificate Authority](/CompanyTypes/Certificate_Authority) — outsourced to · CompanyTypes
- [Refugee Resettlement Agency](/CompanyTypes/Refugee_Resettlement_Agency) — outsourced to · CompanyTypes
- [Reentry Services Nonprofit](/CompanyTypes/Reentry_Services_Nonprofit) — outsourced to · CompanyTypes
- [Reentry Program Providers](/CompanyTypes/Reentry_Program_Providers) — outsourced to · CompanyTypes
- [Outsourced Finance Providers](/CompanyTypes/Outsourced_Finance_Providers) — outsourced to · CompanyTypes
- [Outsourced Finance Provider](/CompanyTypes/Outsourced_Finance_Provider) — outsourced to · CompanyTypes
- [Outsourced Accounting Providers](/CompanyTypes/Outsourced_Accounting_Providers) — outsourced to · CompanyTypes
- [International Development Organization](/CompanyTypes/International_Development_Organization) — outsourced to · CompanyTypes
- [Joint Venture Accounting Service](/CompanyTypes/Joint_Venture_Accounting_Service) — outsourced to · CompanyTypes
- [Fund Administrator](/CompanyTypes/Fund_Administrator) — outsourced to · CompanyTypes
- [Transaction Monitoring Service Provider](/CompanyTypes/Transaction_Monitoring_Service_Provider) — outsourced to · CompanyTypes
- [Pricing Analytics Software Vendor](/CompanyTypes/Pricing_Analytics_Software_Vendor) — outsourced to · CompanyTypes
- [Price Reporting Agency](/CompanyTypes/Price_Reporting_Agency) — outsourced to · CompanyTypes
- [Incorporated Cell Company (ICC)](/CompanyTypes/Incorporated_Cell_Company_(ICC)) — outsourced to · CompanyTypes
- [Currency Board](/CompanyTypes/Currency_Board) — outsourced to · CompanyTypes
- [Examine records and interview workers to ensure recording of transactions and compliance with laws a...](/Tasks/Examine_records_and_interview_workers_to_ensure_recording_of_transactions_and_compliance_with_laws_a...) — outsourced to · Tasks
- [Examine records, reports, or other documents to establish facts or detect discrepancies.](/Tasks/Examine_records,_reports,_or_other_documents_to_establish_facts_or_detect_discrepancies.) — outsourced to · Tasks
- [Monitor compliance systems to ensure their effectiveness.](/Tasks/Monitor_compliance_systems_to_ensure_their_effectiveness.) — outsourced to · Tasks
- [Collect information and make judgments through observation, interviews, and review of documents.](/Tasks/Collect_information_and_make_judgments_through_observation,_interviews,_and_review_of_documents.) — outsourced to · Tasks
- [Implement segregation of duties controls](/Processes/Implement_segregation_of_duties_controls) — outsourced to · Processes
- [Monitor organizational compliance with regulations.](/Activities/Monitor_organizational_compliance_with_regulations.) — outsourced to · Activities
- [Develop audit and compliance plan](/Processes/Develop_audit_and_compliance_plan) — outsourced to · Processes
- [Initiate, schedule, or conduct annual audits or compliance checks of program implementation by local...](/Tasks/Initiate,_schedule,_or_conduct_annual_audits_or_compliance_checks_of_program_implementation_by_local...) — outsourced to · Tasks
- [Verify that all regulatory policies and procedures have been documented, implemented, and communicat...](/Tasks/Verify_that_all_regulatory_policies_and_procedures_have_been_documented,_implemented,_and_communicat...) — outsourced to · Tasks
- [Verify that all firm and regulatory policies and procedures have been documented, implemented, and c...](/Tasks/Verify_that_all_firm_and_regulatory_policies_and_procedures_have_been_documented,_implemented,_and_c...) — outsourced to · Tasks
- [Conduct mandatory and elective reviews](/Processes/Conduct_mandatory_and_elective_reviews) — outsourced to · Processes
- [Assess process compliance](/Processes/Assess_process_compliance) — outsourced to · Processes
- [Develop procedures to evaluate organizational activities.](/Activities/Develop_procedures_to_evaluate_organizational_activities.) — outsourced to · Activities
- [Micro-Captive (831(b))](/CompanyTypes/Micro-Captive_(831(b))) — outsourced to · CompanyTypes
- [Monitor operations to ensure compliance with regulations or standards.](/Activities/Monitor_operations_to_ensure_compliance_with_regulations_or_standards.) — outsourced to · Activities
- [Monitor operational activities to ensure compliance with regulations or standard operating procedures.](/Activities/Monitor_operational_activities_to_ensure_compliance_with_regulations_or_standard_operating_procedures.) — outsourced to · Activities
- [Verify accuracy of financial information.](/Activities/Verify_accuracy_of_financial_information.) — outsourced to · Activities
- [Ensure contract manufacturer's compliance of enterprise risk management and reporting process](/Processes/Ensure_contract_manufacturer's_compliance_of_enterprise_risk_management_and_reporting_process) — outsourced to · Processes
- [Review financial records, such as income statements and documentation of expenditures to determine f...](/Tasks/Review_financial_records,_such_as_income_statements_and_documentation_of_expenditures_to_determine_f...) — outsourced to · Tasks
- [Fund of Funds](/CompanyTypes/Fund_of_Funds) — outsourced to · CompanyTypes
- [Prepare reports of findings and recommendations.](/Tasks/Prepare_reports_of_findings_and_recommendations.) — outsourced to · Tasks
- [Examine materials or documentation for accuracy or compliance.](/Activities/Examine_materials_or_documentation_for_accuracy_or_compliance.) — outsourced to · Activities
- [Verify mathematical calculations.](/Activities/Verify_mathematical_calculations.) — outsourced to · Activities
- [Prepare, examine, or analyze accounting records, financial statements, or other financial reports to...](/Tasks/Prepare,_examine,_or_analyze_accounting_records,_financial_statements,_or_other_financial_reports_to...) — outsourced to · Tasks
- [Prepare, analyze, or verify annual reports, financial statements, and other records, using accepted ...](/Tasks/Prepare,_analyze,_or_verify_annual_reports,_financial_statements,_and_other_records,_using_accepted_...) — outsourced to · Tasks
- [Examine accounting systems and records to determine whether accounting methods used were appropriate...](/Tasks/Examine_accounting_systems_and_records_to_determine_whether_accounting_methods_used_were_appropriate...) — outsourced to · Tasks
- [Manage Enterprise Risk, Compliance, Remediation, and Resiliency](/Processes/Manage_Enterprise_Risk,_Compliance,_Remediation,_and_Resiliency) — outsourced to · Processes
- [Assess current compliance position and identify weaknesses or shortfalls therein](/Processes/Assess_current_compliance_position_and_identify_weaknesses_or_shortfalls_therein) — outsourced to · Processes
- [Perform financial reporting](/Processes/Perform_financial_reporting) — outsourced to · Processes
- [Design and implement control activities](/Processes/Design_and_implement_control_activities) — outsourced to · Processes
- [Calculate regulatory capital requirements for credit risks according to industry regulations and national legislation](/Processes/Calculate_regulatory_capital_requirements_for_credit_risks_according_to_industry_regulations_and_national_legislation) — outsourced to · Processes
- [Inspect cash on hand, notes receivable and payable, negotiable securities, and canceled checks to co...](/Tasks/Inspect_cash_on_hand,_notes_receivable_and_payable,_negotiable_securities,_and_canceled_checks_to_co...) — outsourced to · Tasks
- [Manage control system activities in organizations.](/Activities/Manage_control_system_activities_in_organizations.) — outsourced to · Activities
- [Verify risk mitigation plans are implemented](/Processes/Verify_risk_mitigation_plans_are_implemented) — outsourced to · Processes
- [Verify business unit and functional risk mitigation plans are implemented](/Processes/Verify_business_unit_and_functional_risk_mitigation_plans_are_implemented) — outsourced to · Processes
- [Determine and evaluate IT regulatory and audit requirements](/Processes/Determine_and_evaluate_IT_regulatory_and_audit_requirements) — outsourced to · Processes
- [Review for regulatory compliance](/Processes/Review_for_regulatory_compliance) — outsourced to · Processes
- [Review and generate risk reports](/Processes/Review_and_generate_risk_reports) — outsourced to · Processes
- [Report on internal controls compliance](/Processes/Report_on_internal_controls_compliance) — outsourced to · Processes
- [Monitor and test regulatory compliance position and existing controls](/Processes/Monitor_and_test_regulatory_compliance_position_and_existing_controls) — outsourced to · Processes
- [Monitor and test, on an ongoing and scheduled basis, regulatory compliance position and existing controls, defining controls that should be added, removed, or modified as required](/Processes/Monitor_and_test,_on_an_ongoing_and_scheduled_basis,_regulatory_compliance_position_and_existing_controls,_defining_controls_that_should_be_added,_removed,_or_modified_as_required) — outsourced to · Processes
- [Perform compliance audit](/Processes/Perform_compliance_audit) — outsourced to · Processes
- [Monitor and report overall operational and regulatory performance](/Processes/Monitor_and_report_overall_operational_and_regulatory_performance) — outsourced to · Processes
- [Operate controls and monitor compliance with internal controls policies and procedures](/Processes/Operate_controls_and_monitor_compliance_with_internal_controls_policies_and_procedures) — outsourced to · Processes
- [Monitor control effectiveness](/Processes/Monitor_control_effectiveness) — outsourced to · Processes
- [Monitor compliance with assessment procedures](/Processes/Monitor_compliance_with_assessment_procedures) — outsourced to · Processes
- [Monitor compliance](/Processes/Monitor_compliance) — outsourced to · Processes
- [Manage reserves compliance](/Processes/Manage_reserves_compliance) — outsourced to · Processes
- [Manage quality assurance and auditing procedures](/Processes/Manage_quality_assurance_and_auditing_procedures) — outsourced to · Processes
- [Manage compliance audits](/Processes/Manage_compliance_audits) — outsourced to · Processes
- [Manage internal reviews](/Processes/Manage_internal_reviews) — outsourced to · Processes
- [Manage department, campus, and function risk](/Processes/Manage_department,_campus,_and_function_risk) — outsourced to · Processes
- [Manage activities of audit and compliance function program](/Processes/Manage_activities_of_audit_and_compliance_function_program) — outsourced to · Processes
- [Manage Financial Resources](/Processes/Manage_Financial_Resources) — outsourced to · Processes
- [Ensure compliance with Sarbanes-Oxley Act](/Processes/Ensure_compliance_with_Sarbanes-Oxley_Act) — outsourced to · Processes
- [Create and maintain IT compliance requirements](/Processes/Create_and_maintain_IT_compliance_requirements) — outsourced to · Processes
- [Assess operational compliance to process controls](/Processes/Assess_operational_compliance_to_process_controls) — outsourced to · Processes
- [Assess current compliance position, and identify weaknesses or shortfalls](/Processes/Assess_current_compliance_position,_and_identify_weaknesses_or_shortfalls) — outsourced to · Processes

### Related (forward integrates into)

- [Accounting Advisory Firms](/CompanyTypes/Accounting_Advisory_Firms) — forward integrates into · CompanyTypes
- [Accounting Advisory Firm](/CompanyTypes/Accounting_Advisory_Firm) — forward integrates into · CompanyTypes
- [Managed Compliance Service Provider](/CompanyTypes/Managed_Compliance_Service_Provider) — forward integrates into · CompanyTypes
- [Audit Support Provider](/CompanyTypes/Audit_Support_Provider) — forward integrates into · CompanyTypes
- [Audit Readiness Consultancies](/CompanyTypes/Audit_Readiness_Consultancies) — forward integrates into · CompanyTypes
- [IT Risk Consulting Firm](/CompanyTypes/IT_Risk_Consulting_Firm) — forward integrates into · CompanyTypes

### What it supplies

- [Performance Measurement Provider](/CompanyTypes/Performance_Measurement_Provider) — supplied by · CompanyTypes
- [Fund Administration Firm](/CompanyTypes/Fund_Administration_Firm) — supplied by · CompanyTypes
- [Governance Risk and Compliance Consulting Firm](/CompanyTypes/Governance_Risk_and_Compliance_Consulting_Firm) — supplied by · CompanyTypes
- [Managed Compliance Service Providers](/CompanyTypes/Managed_Compliance_Service_Providers) — supplied by · CompanyTypes
- [Managed Compliance Provider](/CompanyTypes/Managed_Compliance_Provider) — supplied by · CompanyTypes

### Supplied by

- [Financial Reporting Consultancy](/CompanyTypes/Financial_Reporting_Consultancy) — supplies to · CompanyTypes
- [Valuation Services Firm](/CompanyTypes/Valuation_Services_Firm) — supplies to · CompanyTypes
- [Valuation Advisory Firm](/CompanyTypes/Valuation_Advisory_Firm) — supplies to · CompanyTypes

### Where it's applied

- [Chained Retrieval For Auditors](/Opportunities/Chained_Retrieval_For_Auditors) — applies thesis · Opportunities
- [Audit Graph](/Opportunities/Audit_Graph) — applies thesis · Opportunities
- [Real-Time AI Audit Copilots](/Opportunities/Real-Time_AI_Audit_Copilots) — applies thesis · Opportunities
- [AI Workpaper Generation for Audit Firms](/Opportunities/AI_Workpaper_Generation_for_Audit_Firms) — applies thesis · Opportunities
- [AI Workpapers for Audit Firms](/Opportunities/AI_Workpapers_for_Audit_Firms) — applies thesis · Opportunities

### Who serves this

- [Clearance Loop](/Startups/Clearance_Loop) — serves · Startups

### Uses tool

- [VOIP Headsets](/Products/VOIP_Headsets) — uses tool · Products
- [Sampling Calculators](/Products/Sampling_Calculators) — uses tool · Products
- [Multi Monitor Workstation](/Products/Multi_Monitor_Workstation) — uses tool · Products
- [Field Laptop](/Products/Field_Laptop) — uses tool · Products
- [Audit Workpaper Binders](/Products/Audit_Workpaper_Binders) — uses tool · Products
- [Confirmation Mailing System](/Products/Confirmation_Mailing_System) — uses tool · Products
- [Document Scanner](/Products/Document_Scanner) — uses tool · Products
- [Audit Sampling Calculator](/Products/Audit_Sampling_Calculator) — uses tool · Products
- [Laptop Workstation](/Products/Laptop_Workstation) — uses tool · Products
- [Confirmation Mailing Equipment](/Products/Confirmation_Mailing_Equipment) — uses tool · Products
- [Document Scanners](/Products/Document_Scanners) — uses tool · Products

### Signature process

- [Control Walkthrough Documentation](/Processes/Control_Walkthrough_Documentation) — signature process · Processes
- [Control Walkthrough and Testing](/Processes/Control_Walkthrough_and_Testing) — signature process · Processes
- [Assurance Opinion Drafting and Partner Review](/Processes/Assurance_Opinion_Drafting_and_Partner_Review) — signature process · Processes
- [Audit Opinion Drafting and Partner Review](/Processes/Audit_Opinion_Drafting_and_Partner_Review) — signature process · Processes
- [Annual Audit Plan Development](/Processes/Annual_Audit_Plan_Development) — signature process · Processes
- [Client Engagement Quality Review](/Processes/Client_Engagement_Quality_Review) — signature process · Processes
- [Controls Walkthrough](/Processes/Controls_Walkthrough) — signature process · Processes
- [Substantive Testing](/Processes/Substantive_Testing) — signature process · Processes
- [Engagement Conflict and Independence Checks](/Processes/Engagement_Conflict_and_Independence_Checks) — signature process · Processes
- [Audit Engagement Planning and Risk Assessment](/Processes/Audit_Engagement_Planning_and_Risk_Assessment) — signature process · Processes
- [Audit Opinion Issuance](/Processes/Audit_Opinion_Issuance) — signature process · Processes
- [Audit Workpaper Review and Sign-Off](/Processes/Audit_Workpaper_Review_and_Sign-Off) — signature process · Processes
- [Substantive Testing and Sampling](/Processes/Substantive_Testing_and_Sampling) — signature process · Processes

### Serves industry

- [Nonprofit](/Industries/Nonprofit) — serves industry · Industries
- [Health Care Services](/Industries/Health_Care_Services) — serves industry · Industries
- [Finance and Insurance](/Industries/Finance_and_Insurance) — serves industry · Industries
- [Information](/Industries/Information) — serves industry · Industries
- [Health Care and Social Assistance](/Industries/Health_Care_and_Social_Assistance) — serves industry · Industries
- [Nonprofits](/Industries/Nonprofits) — serves industry · Industries
- [Private Companies](/Industries/Private_Companies) — serves industry · Industries
- [Public Companies](/Industries/Public_Companies) — serves industry · Industries
- [Nonprofit And Charitable Organizations](/Industries/Nonprofit_And_Charitable_Organizations) — serves industry · Industries
- [Financial Services](/Industries/Financial_Services) — serves industry · Industries
- [Manufacturing](/Industries/Manufacturing) — serves industry · Industries
- [Real Estate](/Industries/Real_Estate) — serves industry · Industries

### Outsources process

- [Payroll and Timekeeping Processing](/Processes/Payroll_and_Timekeeping_Processing) — outsources process · Processes
- [Campaign Execution](/Processes/Campaign_Execution) — outsources process · Processes
- [Technical Support and Helpdesk](/Processes/Technical_Support_and_Helpdesk) — outsources process · Processes
- [Lead Generation and Marketing](/Processes/Lead_Generation_and_Marketing) — outsources process · Processes
- [IT Infrastructure Management](/Processes/IT_Infrastructure_Management) — outsources process · Processes
- [Actuarial Valuation](/Processes/Actuarial_Valuation) — outsources process · Processes

### Industries where this operates

- [Accounting And Bookkeeping Services](/Industries/Accounting_And_Bookkeeping_Services) — operates in · Industries
- [Corporate Professional Services](/Industries/Corporate_Professional_Services) — operates in · Industries
- [Professional Scientific and Technical Services](/Industries/Professional_Scientific_and_Technical_Services) — operates in · Industries
- [Professional, Scientific, and Technical Services](/Industries/Professional,_Scientific,_and_Technical_Services) — operates in · Industries

### Provides

- [Review and Compilation Engagements](/Services/Review_and_Compilation_Engagements) — provides · Services
- [Internal Controls Attestation](/Services/Internal_Controls_Attestation) — provides · Services
- [Compliance Audits](/Services/Compliance_Audits) — provides · Services
- [Employee Benefit Plan Audits](/Services/Employee_Benefit_Plan_Audits) — provides · Services
- [Financial Statement Audits](/Services/Financial_Statement_Audits) — provides · Services
- [Internal Control Attestation](/Services/Internal_Control_Attestation) — provides · Services
- [Internal Audit Services](/Services/Internal_Audit_Services) — provides · Services
- [Financial Statement Auditing](/Services/Financial_Statement_Auditing) — provides · Services
- [Employee Benefit Plan Audit](/Services/Employee_Benefit_Plan_Audit) — provides · Services
- [Agreed-Upon Procedures Engagement](/Services/Agreed-Upon_Procedures_Engagement) — provides · Services
- [Financial Statement Audit](/Services/Financial_Statement_Audit) — provides · Services
- [Compliance Audit Service](/Services/Compliance_Audit_Service) — provides · Services

### Core activity

- [Auditing Financial Statements for GAAP Compliance](/Activities/Auditing_Financial_Statements_for_GAAP_Compliance) — core activity · Activities
- [Issuing Independent Audit Opinions](/Activities/Issuing_Independent_Audit_Opinions) — core activity · Activities
- [Performing Substantive Testing of Account Balances](/Activities/Performing_Substantive_Testing_of_Account_Balances) — core activity · Activities
- [Issuing Signed Audit Opinions for Investors and Regulators](/Activities/Issuing_Signed_Audit_Opinions_for_Investors_and_Regulators) — core activity · Activities
- [Auditing Financial Statements Against GAAP and Auditing Standards](/Activities/Auditing_Financial_Statements_Against_GAAP_and_Auditing_Standards) — core activity · Activities
- [Issuing Audit Opinions](/Activities/Issuing_Audit_Opinions) — core activity · Activities
- [Testing Internal Controls](/Activities/Testing_Internal_Controls) — core activity · Activities
- [Confirming Receivable Balances](/Activities/Confirming_Receivable_Balances) — core activity · Activities
- [Vouching Transaction Samples](/Activities/Vouching_Transaction_Samples) — core activity · Activities
- [Testing Internal Controls Over Financial Reporting](/Activities/Testing_Internal_Controls_Over_Financial_Reporting) — core activity · Activities
- [Confirming Account Balances with Third Parties](/Activities/Confirming_Account_Balances_with_Third_Parties) — core activity · Activities
- [Planning and Executing Financial Statement Audits](/Activities/Planning_and_Executing_Financial_Statement_Audits) — core activity · Activities

### Supplies to

- [Publicly Traded Company](/CompanyTypes/Publicly_Traded_Company) — supplies to · CompanyTypes
- [Private Equity Firm](/CompanyTypes/Private_Equity_Firm) — supplies to · CompanyTypes
- [Government Agency](/CompanyTypes/Government_Agency) — supplies to · CompanyTypes
- [Lending Institution](/CompanyTypes/Lending_Institution) — supplies to · CompanyTypes
- [Public Company](/CompanyTypes/Public_Company) — supplies to · CompanyTypes
- [Community Bank](/CompanyTypes/Community_Bank) — supplies to · CompanyTypes
- [Employee Benefit Plan Sponsor](/CompanyTypes/Employee_Benefit_Plan_Sponsor) — supplies to · CompanyTypes
- [Mid Market Corporation](/CompanyTypes/Mid_Market_Corporation) — supplies to · CompanyTypes
- [Nonprofit Organization](/CompanyTypes/Nonprofit_Organization) — supplies to · CompanyTypes

### Demands service

- [Actuarial Valuation Services](/Services/Actuarial_Valuation_Services) — demands service · Services
- [Audit Software Licensing](/Services/Audit_Software_Licensing) — demands service · Services
- [Actuarial Specialist Services](/Services/Actuarial_Specialist_Services) — demands service · Services
- [Valuation Specialist Services](/Services/Valuation_Specialist_Services) — demands service · Services
- [Professional Liability Insurance](/Services/Professional_Liability_Insurance) — demands service · Services
- [Continuing Education Courses](/Services/Continuing_Education_Courses) — demands service · Services
- [Audit Software Subscriptions](/Services/Audit_Software_Subscriptions) — demands service · Services
- [Professional indemnity insurance](/Services/Professional_indemnity_insurance) — demands service · Services
- [IT Managed Service](/Services/IT_Managed_Service) — demands service · Services
- [Audit Software License](/Services/Audit_Software_License) — demands service · Services
- [Continuing Education](/Services/Continuing_Education) — demands service · Services
- [Audit Workpaper Software Licensing](/Services/Audit_Workpaper_Software_Licensing) — demands service · Services
- [Actuarial Services](/Services/Actuarial_Services) — demands service · Services
- [Continuing Professional Education](/Services/Continuing_Professional_Education) — demands service · Services

### Supplied by

- [Professional Education Provider](/CompanyTypes/Professional_Education_Provider) — supplied by · CompanyTypes
- [Actuarial Consulting Firm](/CompanyTypes/Actuarial_Consulting_Firm) — supplied by · CompanyTypes
- [Insurance Broker](/CompanyTypes/Insurance_Broker) — supplied by · CompanyTypes
- [Professional Association](/CompanyTypes/Professional_Association) — supplied by · CompanyTypes
- [Confirmation Service Provider](/CompanyTypes/Confirmation_Service_Provider) — supplied by · CompanyTypes
- [Audit Software Vendor](/CompanyTypes/Audit_Software_Vendor) — supplied by · CompanyTypes
- [CPE Training Provider](/CompanyTypes/CPE_Training_Provider) — supplied by · CompanyTypes
- [Professional Liability Insurer](/CompanyTypes/Professional_Liability_Insurer) — supplied by · CompanyTypes

### Forward integrates into

- [Advisory Firm](/CompanyTypes/Advisory_Firm) — forward integrates into · CompanyTypes
- [Advisory Consultancy](/CompanyTypes/Advisory_Consultancy) — forward integrates into · CompanyTypes

### Signature role

- [Engagement Quality Reviewer](/JobTypes/Engagement_Quality_Reviewer) — signature role · JobTypes
- [Engagement Partner](/JobTypes/Engagement_Partner) — signature role · JobTypes
- [Audit Manager](/JobTypes/Audit_Manager) — signature role · JobTypes
- [Audit Partner](/JobTypes/Audit_Partner) — signature role · JobTypes
- [Quality Control Reviewer](/JobTypes/Quality_Control_Reviewer) — signature role · JobTypes
- [Staff Auditor](/JobTypes/Staff_Auditor) — signature role · JobTypes

### Outsourced to

- [Managed IT Services Provider](/CompanyTypes/Managed_IT_Services_Provider) — outsourced to · CompanyTypes
- [Payroll Processor](/CompanyTypes/Payroll_Processor) — outsourced to · CompanyTypes
- [Actuarial Firm](/CompanyTypes/Actuarial_Firm) — outsourced to · CompanyTypes
- [IT Managed Services Provider](/CompanyTypes/IT_Managed_Services_Provider) — outsourced to · CompanyTypes

### Has size

- [Mid Market](/CompanySize/Mid_Market) — has size · CompanySize
- [Small](/CompanySize/Small) — has size · CompanySize

### Has operational model

- [Team Owned](/OperationalModel/Team_Owned) — has operational model · OperationalModel

### Has governance model

- [Committee](/DecisionStructure/Committee) — has governance model · DecisionStructure

### Problems this exposes

- [staff utilization vs realization on fixed-fee engagements](/Problems/staff_utilization_vs_realization_on_fixed-fee_engagements) — exposes problem · Problems
- [chasing the client PBC (prepared-by-client) request list to keep fieldwork on schedule](/Problems/chasing_the_client_PBC_(prepared-by-client)_request_list_to_keep_fieldwork_on_schedule) — exposes problem · Problems
- [journal-entry and sampling testing for completeness of population coverage](/Problems/journal-entry_and_sampling_testing_for_completeness_of_population_coverage) — exposes problem · Problems
- [assembling documentation that survives PCAOB inspection](/Problems/assembling_documentation_that_survives_PCAOB_inspection) — exposes problem · Problems
- [revenue-recognition cutoff and estimate testing under ASC 606](/Problems/revenue-recognition_cutoff_and_estimate_testing_under_ASC_606) — exposes problem · Problems